Broker-Dealer Law and Regulation

Broker-Dealer Law and Regulation [electronic resource] / Norman S. Poser, James A. Fanto, and Jill I. Gross.

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Broker-Dealer Law and Regulation covers the full range of the law that governs the relationship between broker-dealers and their customers, from duties under the common law, to obligations imposed by the federal securities statutes. Provides insightful analysis on such crucial issues as private righ...

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Bibliographic Details
Online Access: Full Text (via Vital Law)
Main Authors: Fanto, James A., 1951- (Author), Gross, Jill I. (Author), Poser, Norman S., 1928- (Author)
Corporate Author: Wolters Kluwer (Firm)
Other title:Vital Law online.
Format: Electronic Continuing Resource
Language:English
Published: [New York] : Wolters Kluwer, [2017]-
Edition:Fifth Edition.
Subjects:
Stockbrokers > Legal status, laws, etc. > United States.
Brokers > United States.
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