Broker-Dealer Law and Regulation [electronic resource] / Norman S. Poser, James A. Fanto, and Jill I. Gross.
Broker-Dealer Law and Regulation covers the full range of the law that governs the relationship between broker-dealers and their customers, from duties under the common law, to obligations imposed by the federal securities statutes. Provides insightful analysis on such crucial issues as private righ...
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| Online Access: |
Full Text (via Vital Law) |
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| Main Authors: | , , |
| Corporate Author: | |
| Other title: | Vital Law online. |
| Format: | Electronic Continuing Resource |
| Language: | English |
| Published: |
[New York] :
Wolters Kluwer,
[2017]-
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| Edition: | Fifth Edition. |
| Subjects: |
Internet
Full Text (via Vital Law)Law - Electronic Resources
| Call Number: |
KF1071 .P675i
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| electronic | Available |