Regulation of investment advisers [electronic resource].

Covers the registration and regulation of investment advisers under the Investment Advisers Act of 1940 and related legislation, including compliance with Securities and Exchange Commission reporting requirements, Treasury Department regulations, and Labor Department regulations; state and federal i...

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Bibliographic Details
Online Access: Law Students, Faculty, and Staff (via Westlaw)
Main Authors: Lemke, Thomas P. (Author), Lins, Gerald T. (Author)
Other title:Westlaw online
Westlaw online.
Format: Electronic Website
Language:English
Published: [St. Paul, Minnesota] : Thomson Reuters, 2010-
Subjects:

Internet

Law Students, Faculty, and Staff (via Westlaw)

Law - Electronic Resources

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