Regulation of investment advisers [electronic resource].
Covers the registration and regulation of investment advisers under the Investment Advisers Act of 1940 and related legislation, including compliance with Securities and Exchange Commission reporting requirements, Treasury Department regulations, and Labor Department regulations; state and federal i...
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Online Access: |
Law Students, Faculty, and Staff (via Westlaw) |
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Main Authors: | , |
Other title: | Westlaw online Westlaw online. |
Format: | Electronic Website |
Language: | English |
Published: |
[St. Paul, Minnesota] :
Thomson Reuters,
2010-
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Subjects: |
Internet
Law Students, Faculty, and Staff (via Westlaw)Law - Electronic Resources
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