The SEC enforcement process [electronic resource] : practice and procedure in handling an SEC investigation / Colleen P. Mahoney [and others].
" ... discusses practice and procedure in handling both informal and formal investigations by the Securities and Exchange Commission's Division of Enforcement, including responding to subpoenas, producing documents, and testimony; when and whether companies should conduct internal investig...
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| Online Access: |
Law Students, Faculty, and Staff (via Bloomberg Law) |
|---|---|
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| Other title: | Practice and procedure in handling an SEC investigation Securities and Exchange Commission enforcement process Subtitle: Practice and procedure in handling an SEC investigation after Sarbanes-Oxley Subtitle: Practice and procedure in handling an SEC investigation in the Sarbanes-Oxley era Bloomberg Law online Bloomberg Law online. |
| Format: | Electronic Website |
| Language: | English |
| Published: |
Arlington, VA :
Bureau of National Affairs,
[2007]-
|
| Series: | Corporate practice portfolio series ;
no. 77-5th. |
| Subjects: |
Internet
Law Students, Faculty, and Staff (via Bloomberg Law)Law - Electronic Resources
| Available |