Showing 1 - 15 results of 15 for search 'Lins, Gerald T.', query time: 0.03s Refine Results
  1. 1
    Mutual funds sales practices a practical guide to FINRA, SEC, & other regulatory requirements.

    Mutual funds sales practices a practical guide to FINRA, SEC, & other regulatory requirements. by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
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  2. 2
    Soft dollars and other trading activities

    Soft dollars and other trading activities by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
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  3. 3
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
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  4. 4
    Regulation of investment advisers

    Regulation of investment advisers by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
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  5. 5
    ERISA for money managers and advisors

    ERISA for money managers and advisors by Lemke, Thomas P., Lins, Gerald T.

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  6. 6
    Regulation of investment advisers

    Regulation of investment advisers by Lemke, Thomas P., Lins, Gerald T.

    Published 2011
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  7. 7
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2011
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  8. 8
    Regulation of financial planners.

    Regulation of financial planners. by Lemke, Thomas P., Lins, Gerald T.

    Published 2022
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  9. 9
    Regulation of investment companies - index

    Regulation of investment companies - index by Lemke, Thomas P., Lins, Gerald T., Smith, A. Thomas, 1957-

    Published 1995
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  10. 10
    Regulation of investment companies

    Regulation of investment companies by Lemke, Thomas P., Lins, Gerald T., Smith, A. Thomas, 1957-

    Published 1995
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  11. 11
    Regulation of exchange traded funds

    Regulation of exchange traded funds by Lemke, Thomas P., Lins, Gerald T., McGuire, W. John, 1957-

    Published 2018
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  12. 12
    Hedge funds & other private funds: regulation & compliance

    Hedge funds & other private funds: regulation & compliance by Lemke, Thomas P., Lins, Gerald T., Hoenig, Kathryn L., Rube, Patricia S.

    Published 2010
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  13. 13
    Mortgage-backed securities

    Mortgage-backed securities by Lemke, Thomas P., Lins, Gerald T., Kummer, Rita J., Picard, Marie E.

    Published 2011
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  14. 14
    Regulation of investment advisers /

    Regulation of investment advisers / by Lemke, Thomas P.

    Published 1991
    Other Authors: “…Lins, Gerald T.…”
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  15. 15
    Regulation of financial planners /

    Regulation of financial planners / by Moriarty, John P.

    Published 1991
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