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  1. 1
    Regulation of investment advisers under the Investment Advisers Act

    Regulation of investment advisers under the Investment Advisers Act by Neale, Margery K., 1959-, Gluck, Elliot J.

    Published 2014
    Law Students, Faculty, and Staff (via Bloomberg Law)
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  2. 2
    The right way to hire financial help : a complete guide to choosing and managing brokers, financial planners, insurance agents, lawyers, tax preparers, bankers, and real estate agents /

    The right way to hire financial help : a complete guide to choosing and managing brokers, financial planners, insurance agents, lawyers, tax preparers, bankers, and real estate age... by Jaffe, Charles A.

    Published 1998
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  3. 3
    Restricting access to financial advice : evaluating the costs and consequences for working families and retirees : hearing before the Subcommittee on Health, Employment, Labor and Pensions, Committee on Education and the Workforce, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, hearing held in Washington, DC, June 17, 2015.

    Restricting access to financial advice : evaluating the costs and consequences for working families and retirees : hearing before the Subcommittee on Health, Employment, Labor and...

    Published 2016
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  4. 4
    Principles for ensuring retirement advice serves the best interests of working families and retirees : hearing before the Subcommittee on Health, Employment, Labor and Pensions, Committee on Education and the Workforce, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, hearing held in Washington, DC, December 2, 2015.

    Principles for ensuring retirement advice serves the best interests of working families and retirees : hearing before the Subcommittee on Health, Employment, Labor and Pensions, Co...

    Published 2016
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  5. 5
    A journey through illusions /

    A journey through illusions / by Lewin, Kurt I., 1925-

    Published 1994
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  6. 6
    ECONOMICS OF FUND MANAGEMENT.

    ECONOMICS OF FUND MANAGEMENT. by MOISSON, ED

    Published 2022
    Full Text (via Cambridge)
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  7. 7
    Corporate Governance Reform and Transparency Act of 2016 : report together with minority views (to accompany H.R. 5311) (including cost estimate of the Congressional Budget Office)

    Corporate Governance Reform and Transparency Act of 2016 : report together with minority views (to accompany H.R. 5311) (including cost estimate of the Congressional Budget Office)

    Published 2016
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  8. 8
    Principles for ensuring retirement advice serves the best interests of working families and retirees : hearing before the Subcommittee on Health, Employment, Labor and Pensions, Committee on Education and the Workforce, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, hearing held in Washington, DC, December 2, 2015.

    Principles for ensuring retirement advice serves the best interests of working families and retirees : hearing before the Subcommittee on Health, Employment, Labor and Pensions, Co...

    Published 2016
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  9. 9
    The Wall Street gurus : how you can profit from investment newsletters /

    The Wall Street gurus : how you can profit from investment newsletters / by Brimelow, Peter, 1947-

    Published 1986
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  10. 10
    Family offices

    Family offices by Rosen, David S. (Lawyer), O'Connor, Brian J. (Lawyer), Davidson, Christopher S.

    Published 2023
    Law Students, Faculty, and Staff (via Bloomberg Law)
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  11. 11
    Can you be sure of your experts? : A complete manual on how to choose and use doctors, lawyers, brokers, and all the other experts in your life /

    Can you be sure of your experts? : A complete manual on how to choose and use doctors, lawyers, brokers, and all the other experts in your life / by Golde, Roger A.

    Published 1969
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  12. 12
    Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015.

    Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urb...

    Published 2016
    Government Document Book
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  13. 13
    Mutual funds : trading practices and abuses that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, first session, November 3, 2003.

    Mutual funds : trading practices and abuses that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on G...

    Published 2004
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  14. 14
    The money monarchs : the secrets of 10 of America's best investment managers /

    The money monarchs : the secrets of 10 of America's best investment managers / by Donnelly, Douglas J.

    Published 1994
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  15. 15
    How to survive and succeed in a small financial planning practice /

    How to survive and succeed in a small financial planning practice / by Rich, Andrew M.

    Published 1984
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  16. 16
    The money messiahs /

    The money messiahs / by King, Norman, 1926-

    Published 1983
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  17. 17
    Investment adviser directory.

    Investment adviser directory.

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  18. 18
    If they're so smart, how come you're not rich? /

    If they're so smart, how come you're not rich? / by Springer, John L.

    Published 1971
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  19. 19
    Preserving retirement security and investment choices for all Americans : joint hearing before the Subcommittee on Oversight and Investigations and the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, September 10, 2015.

    Preserving retirement security and investment choices for all Americans : joint hearing before the Subcommittee on Oversight and Investigations and the Subcommittee on Capital Mark...

    Published 2016
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  20. 20
    Department of Labor's proposed fiduciary rule : hearing before the Subcommittee on Oversight of the Committee on Ways and Means, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, September 30, 2015.

    Department of Labor's proposed fiduciary rule : hearing before the Subcommittee on Oversight of the Committee on Ways and Means, U.S. House of Representatives, One Hundred Fourteen...

    Published 2017
    Government Document Book
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