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Regulation of investment advisers / by Lemke, Thomas P.
Published 1991Call Number: Loading…
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2
Mutual funds sales practices a practical guide to FINRA, SEC, & other regulatory requirements. by Lemke, Thomas P., Lins, Gerald T.
Published 2010Call Number: Loading…Law Students, Faculty, and Staff (via Westlaw)
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3
Soft dollars and other trading activities by Lemke, Thomas P., Lins, Gerald T.
Published 2010Call Number: Loading…Law Students, Faculty, and Staff (via Westlaw)
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4
Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.
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5
Regulation of investment advisers by Lemke, Thomas P., Lins, Gerald T.
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6
ERISA for money managers and advisors by Lemke, Thomas P., Lins, Gerald T.
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7
Regulation of investment advisers by Lemke, Thomas P., Lins, Gerald T.
Published 2011Call Number: Loading…Full Text (via ProView)
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8
Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.
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9
Regulation of financial planners. by Lemke, Thomas P., Lins, Gerald T.
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10
Regulation of investment companies - index by Lemke, Thomas P., Lins, Gerald T., Smith, A. Thomas, 1957-
Published 1995Call Number: Loading…Law Students, Faculty, and Staff (via Lexis+)
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11
Regulation of investment companies by Lemke, Thomas P., Lins, Gerald T., Smith, A. Thomas, 1957-
Published 1995Call Number: Loading…Law Students, Faculty, and Staff (via Lexis+)
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12
Regulation of exchange traded funds by Lemke, Thomas P., Lins, Gerald T., McGuire, W. John, 1957-
Published 2018Call Number: Loading…Law Students, Faculty, and Staff (via Lexis+)
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13
Hedge funds & other private funds: regulation & compliance by Lemke, Thomas P., Lins, Gerald T., Hoenig, Kathryn L., Rube, Patricia S.
Published 2010Call Number: Loading…Law Students, Faculty, and Staff (via Westlaw)
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14
Mortgage-backed securities by Lemke, Thomas P., Lins, Gerald T., Kummer, Rita J., Picard, Marie E.
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15
Regulation of financial planners / by Moriarty, John P.
Published 1991Other Authors:Call Number: Loading…
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