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Showing 1 - 12 results of 12 for search '"United States. Investment Company Act of 1940."', query time: 0.08s Refine Results
  1. 1
    Statement on Signing Two Statutes to Protect Investors

    Statement on Signing Two Statutes to Protect Investors

    Published 1940
    Subjects: “…United States. Investment Company Act of 1940.…”
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  2. 2
    Mutual Fund Litigation Reform Act : report together with minority views (to accompany H.R. 4738) (including cost estimate of the Congressional Budget Office)

    Mutual Fund Litigation Reform Act : report together with minority views (to accompany H.R. 4738) (including cost estimate of the Congressional Budget Office)

    Published 2018
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    Government Document Book
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  3. 3
    The regulation of money managers : mutual funds and advisers /

    The regulation of money managers : mutual funds and advisers / by Frankel, Tamar, Laby, Arthur B.

    Published 2015
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    Continuing Resource
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  4. 4
    Investment clubs and the SEC

    Investment clubs and the SEC

    Published 2007
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  5. 5
    Principles of securities regulation

    Principles of securities regulation by Hazen, Thomas Lee, 1947-

    Published 2021
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  6. 6
    Investment Company and Investment Advisor's Act of 1940 H.R. 10065, P.L. 76-768, 54 Stat. 789.

    Investment Company and Investment Advisor's Act of 1940 H.R. 10065, P.L. 76-768, 54 Stat. 789.

    Published 1981
    Subjects: “…United States. Investment Company Act of 1940 Legislative history.…”
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  7. 7
    Investment Company Act of 1940 and Investment Advisors Act of 1940 P.L. 768--76th Cong., Ch. 686 3d Sess.

    Investment Company Act of 1940 and Investment Advisors Act of 1940 P.L. 768--76th Cong., Ch. 686 3d Sess.

    Published 1940
    Subjects: “…United States. Investment Company Act of 1940 Legislative history.…”
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  8. 8
    Mutual Fund Litigation Reform Act : report together with minority views (to accompany H.R. 4738) (including cost estimate of the Congressional Budget Office).

    Mutual Fund Litigation Reform Act : report together with minority views (to accompany H.R. 4738) (including cost estimate of the Congressional Budget Office).

    Published 2018
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    Online Access
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  9. 9
    Variable annuities : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-second Congress, first session, on S. 2216, to amend the Investment Company Act of 1940, July 15, 1971.

    Variable annuities : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-second Congress, first sess...

    Published 1971
    Subjects: “…United States. Investment Company Act of 1940. http://id.loc.gov/authorities/names/no2009104955.…”
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  10. 10
    Principles of securities regulation

    Principles of securities regulation by Hazen, Thomas Lee, 1947-

    Published 2017
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  11. 11
    Venture Capital Improvements Acts of 1980 : hearing before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-sixth Congress, second session, on H.R. 7554 ... H.R. 7491 ... June 17, 1980.

    Venture Capital Improvements Acts of 1980 : hearing before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Represe...

    Published 1980
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  12. 12
    Index of federal securities statutes and regulations

    Index of federal securities statutes and regulations

    Subjects:
    Law Students, Faculty, and Staff (via Lexis+)
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