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Showing 1 - 9 results of 9 for search '"United States. Investment Advisers Act of 1940."', query time: 0.06s Refine Results
  1. 1
    Amendments to the Investment Advisers Act of 1940.

    Amendments to the Investment Advisers Act of 1940.

    Published 1960
    Subjects: “…United States. Investment Advisers Act of 1940.…”
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  2. 2
    Amendments to Investment Advisers Act of 1940.

    Amendments to Investment Advisers Act of 1940.

    Published 1960
    Subjects: “…United States. Investment Advisers Act of 1940.…”
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  3. 3
    The regulation of money managers : mutual funds and advisers /

    The regulation of money managers : mutual funds and advisers / by Frankel, Tamar, Laby, Arthur B.

    Published 2015
    Subjects: “…United States. Investment Advisers Act of 1940.…”
    Continuing Resource
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  4. 4
    Principles of securities regulation

    Principles of securities regulation by Hazen, Thomas Lee, 1947-

    Published 2021
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  5. 5
    Selecting and monitoring pension consultants tips for plan fiduciaries /

    Selecting and monitoring pension consultants tips for plan fiduciaries /

    Published 2005
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    Online Access
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  6. 6
    Investment Company and Investment Advisor's Act of 1940 H.R. 10065, P.L. 76-768, 54 Stat. 789.

    Investment Company and Investment Advisor's Act of 1940 H.R. 10065, P.L. 76-768, 54 Stat. 789.

    Published 1981
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  7. 7
    Investment Company Act of 1940 and Investment Advisors Act of 1940 P.L. 768--76th Cong., Ch. 686 3d Sess.

    Investment Company Act of 1940 and Investment Advisors Act of 1940 P.L. 768--76th Cong., Ch. 686 3d Sess.

    Published 1940
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  8. 8
    Principles of securities regulation

    Principles of securities regulation by Hazen, Thomas Lee, 1947-

    Published 2017
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  9. 9
    Index of federal securities statutes and regulations

    Index of federal securities statutes and regulations

    Subjects:
    Law Students, Faculty, and Staff (via Lexis+)
    Electronic Website
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