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Showing 1 - 20 results of 122 for search '"Stockbrokers Legal status, laws, etc. United States."', query time: 0.10s Refine Results
  1. 1
    Broker-dealer law and regulation : private rights of action /

    Broker-dealer law and regulation : private rights of action / by Poser, Norman S., 1928-

    Published 1995
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  2. 2
    Broker-dealer regulation : ALI-ABA course of study materials /

    Broker-dealer regulation : ALI-ABA course of study materials /

    Published 1985
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  3. 3
    Regulation of over-the-counter markets report (to accompany S. 3255)

    Regulation of over-the-counter markets report (to accompany S. 3255)

    Published 1938
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via HeinOnline)
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  4. 4
    Broker-dealer regulation in a nutshell /

    Broker-dealer regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published 2003
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  5. 5
    Broker-dealer regulation in a nutshell

    Broker-dealer regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2011
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
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  6. 6
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-

    Published 2007
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  7. 7
    Broker-dealer regulation /

    Broker-dealer regulation / by Lipton, David A., 1945-

    Published 1988
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  8. 8
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-

    Published 2000
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  9. 9
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-, Gross, Jill I., Fanto, James A., 1951-

    Published 2019
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  10. 10
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-

    Published 1997
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  11. 11
    Broker-dealer litigation ... annual survey.

    Broker-dealer litigation ... annual survey.

    Subjects: “…Stockbrokers Legal status, laws, etc. United States Digests.…”
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  12. 12
    Rules Committee Print 113-23: H.R. 2374, Retail Investor Protection Act.

    Rules Committee Print 113-23: H.R. 2374, Retail Investor Protection Act.

    Published 2013
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via ProQuest): CIS 2013 H682-27
    Government Document Electronic eBook
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  13. 13
    The law of securities regulation

    The law of securities regulation by Hazen, Thomas Lee, 1947-

    Published 2021
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
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  14. 14
    Securities regulation in a nutshell

    Securities regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2021
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
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  15. 15
    Broker-dealer regulation in a nutshell /

    Broker-dealer regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  16. 16
    Broker-Dealer Law and Regulation

    Broker-Dealer Law and Regulation by Fanto, James A., 1951-, Gross, Jill I., Poser, Norman S., 1928-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via Vital Law)
    Electronic Continuing Resource
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  17. 17
    Hazen & Ratner, broker dealer regulation : cases and materials /

    Hazen & Ratner, broker dealer regulation : cases and materials / by Hazen, Thomas Lee, 1947-

    Published 2003
    Subjects: “…Stockbrokers Legal status, laws, etc. United States Cases.…”
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  18. 18
    Providing for Consideration of the Bill (H.R. 477) To Amend the Securities Exchange Act of 1934 To Exempt from Registration Brokers Performing Services in Connection with the Transfer of Ownership of Smaller Privately Held Companies; : Providing for Consideration of the Bill (H.R. 3971) To Amend the Truth in Lending Act and the Real Estate Settlement Procedures Act of 1974 To Modify the Requirements for Community Financial Institutions with Respect to Certain Rules Relating to Mortgage Loans, and for Other Purposes; and Providing for Consideration of the Joint Resolution (H.J. Res. 123) Making Further Continuing Appropriations for Fiscal Year 2018.

    Providing for Consideration of the Bill (H.R. 477) To Amend the Securities Exchange Act of 1934 To Exempt from Registration Brokers Performing Services in Connection with the Trans...

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via ProQuest): H.rp.115-443
    Government Document eBook
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  19. 19
    Broker-dealer regulation in a nutshell

    Broker-dealer regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
    Electronic eBook
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  20. 20
    A treatise on the law of stock brokers

    A treatise on the law of stock brokers by Biddle, Arthur, 1852-1897, Biddle, George, 1843-1886

    Published 1882
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via HeinOnline)
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