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  1. 1
    A treatise on the law of stock-brokers and stock-exchanges

    A treatise on the law of stock-brokers and stock-exchanges by Dos Passos, John R. (John Randolph), 1844-1917

    Published 1968
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  2. 2
    A treatise on the law of stock-brokers and stock-exchanges

    A treatise on the law of stock-brokers and stock-exchanges by Dos Passos, John R. (John Randolph), 1844-1917

    Published 1905
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  3. 3
    Reasons and objections against such part of the bill now depending inthe House of Commons relating to brokers, as concerns the publick funds and stocks.

    Reasons and objections against such part of the bill now depending inthe House of Commons relating to brokers, as concerns the publick funds and stocks.

    Published 1731
    Subjects: “…Stockbrokers Legal status, laws, etc. Great Britain.…”
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  4. 4
    Broker-dealer law and regulation : private rights of action /

    Broker-dealer law and regulation : private rights of action / by Poser, Norman S., 1928-

    Published 1995
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  5. 5
    Broker-dealer regulation : ALI-ABA course of study materials /

    Broker-dealer regulation : ALI-ABA course of study materials /

    Published 1985
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  6. 6
    Regulation of over-the-counter markets report (to accompany S. 3255)

    Regulation of over-the-counter markets report (to accompany S. 3255)

    Published 1938
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  7. 7
    Broker-dealer regulation in a nutshell /

    Broker-dealer regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published 2003
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  8. 8
    Broker-dealer regulation in a nutshell

    Broker-dealer regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2011
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
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  9. 9
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-

    Published 2007
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  10. 10
    Broker-dealer regulation /

    Broker-dealer regulation / by Lipton, David A., 1945-

    Published 1988
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  11. 11
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-

    Published 2000
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  12. 12
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-, Gross, Jill I., Fanto, James A., 1951-

    Published 2019
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  13. 13
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-

    Published 1997
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  14. 14
    Broker-dealer litigation ... annual survey.

    Broker-dealer litigation ... annual survey.

    Subjects: “…Stockbrokers Legal status, laws, etc. United States Digests.…”
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  15. 15
    Base des réclamations des agens de change de Lyon : auprès de l'Assemblée nationale.

    Base des réclamations des agens de change de Lyon : auprès de l'Assemblée nationale.

    Published 1791
    Subjects: “…Stockbrokers Legal status, laws, etc. France.…”
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  16. 16
    Rules Committee Print 113-23: H.R. 2374, Retail Investor Protection Act.

    Rules Committee Print 113-23: H.R. 2374, Retail Investor Protection Act.

    Published 2013
    Subjects:
    Full Text (via ProQuest): CIS 2013 H682-27
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  17. 17
    The law of securities regulation

    The law of securities regulation by Hazen, Thomas Lee, 1947-

    Published 2021
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  18. 18
    Securities regulation in a nutshell

    Securities regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2021
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  19. 19
    Broker-dealer regulation in a nutshell /

    Broker-dealer regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  20. 20
    Broker-Dealer Law and Regulation

    Broker-Dealer Law and Regulation by Fanto, James A., 1951-, Gross, Jill I., Poser, Norman S., 1928-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via Vital Law)
    Electronic Continuing Resource
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