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  1. 41
    The right time the right place /

    The right time the right place / by Wohlstetter, Charles

    Published 1997
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  2. 42
    Broker-dealer operations under securities & commodities law

    Broker-dealer operations under securities & commodities law by Markham, Jerry W., Hazen, Thomas Lee, 1947-

    Published 2010
    Subjects:
    Law Students, Faculty, and Staff (via Westlaw)
    Electronic Website
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  3. 43
    Accounting guide : brokers and dealers in securities, September 1, 2018.

    Accounting guide : brokers and dealers in securities, September 1, 2018.

    Published 2018
    Subjects: “…Stockbrokers United States Accounting.…”
    Full Text (via Wiley)
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  4. 44
    Holding out : a novel /

    Holding out : a novel / by Faulk, Anne O.

    Published 1998
    Subjects: “…Women stockbrokers Fiction.…”
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  5. 45
    Securities Investor Protection Act Amendments of 1978

    Securities Investor Protection Act Amendments of 1978

    Published 2012
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  6. 46
    Futures Trading Act of 1978.

    Futures Trading Act of 1978.

    Published 2012
    Subjects: Full Text (via ProQuest)
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  7. 47
    Executing Custom-House Bonds.

    Executing Custom-House Bonds.

    Published 2016
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  8. 48
    Securities Exchange Act Amendments

    Securities Exchange Act Amendments

    Published 2011
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  9. 49
    Special study of securities markets, reports.

    Special study of securities markets, reports.

    Published 1963
    Subjects:
    Journal
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  10. 50
    Securities Markets : Competition and Multiple Regulators Heighten Concerns about Self-Regulation.

    Securities Markets : Competition and Multiple Regulators Heighten Concerns about Self-Regulation.

    Published 2002
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  11. 51
    Traders, millions by the minute.

    Traders, millions by the minute.

    Published 2014
    Subjects: “…Stockbrokers.…”
    Streaming Video (via Alexander Street Press)
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  12. 52
    Wall Street

    Wall Street

    Published 2000
    Subjects: “…Stockbrokers Drama.…”
    Video DVD
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  13. 53
    Trading for others in commodity futures.

    Trading for others in commodity futures.

    Published 1939
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  14. 54
    Securities Paperwork Reduction Resolution

    Securities Paperwork Reduction Resolution

    Published 1974
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  15. 55
    "Dark Pools" In Equity Trading Significance and Recent Developments : CRS Insight.

    "Dark Pools" In Equity Trading Significance and Recent Developments : CRS Insight.

    Published 2014
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  16. 56
    Amending the Securities Exchange Act of 1934 To Permit Members of National Securities Exchange To Effect Certain Transactions With Respect to Accounts for Which Such Members Exercise Investment Discretion

    Amending the Securities Exchange Act of 1934 To Permit Members of National Securities Exchange To Effect Certain Transactions With Respect to Accounts for Which Such Members Exerci...

    Published 1993
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  17. 57
    The Dodd-Frank Wall Street Reform and Consumer Protection Act Standards of Conduct of Brokers, Dealers, and Investment Advisers.

    The Dodd-Frank Wall Street Reform and Consumer Protection Act Standards of Conduct of Brokers, Dealers, and Investment Advisers.

    Published 2011
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  18. 58
    The Dodd-Frank Wall Street Reform and Consumer Protection Act Standards of Conduct of Brokers, Dealers, and Investment Advisers.

    The Dodd-Frank Wall Street Reform and Consumer Protection Act Standards of Conduct of Brokers, Dealers, and Investment Advisers.

    Published 2015
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  19. 59
    Transactions by Exchange Members for Discretionary Accounts

    Transactions by Exchange Members for Discretionary Accounts

    Published 1992
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  20. 60
    The other side of Wall Street : in business it pays to be an animal, in life it pays to be yourself /

    The other side of Wall Street : in business it pays to be an animal, in life it pays to be yourself / by Harrison, Todd A.

    Published 2011
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