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  1. 1
    Litigation, actions, and proceedings bulletin

    Litigation, actions, and proceedings bulletin

    Subjects: “…Securities fraud United States Digests.…”
    Government Document Microfilm Serial
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  2. 2
    Litigation, actions, and proceedings bulletin

    Litigation, actions, and proceedings bulletin

    Subjects: “…Securities fraud United States Digests.…”
    Government Document Microfilm Serial
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  3. 3
    Exchange of stock for capitalized profits

    Exchange of stock for capitalized profits by Richards, Harry Sanger, 1868-1929

    Published 1906
    Subjects: “…Securities fraud United States.…”
    Full Text (via Gale)
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  4. 4
    Securities crimes /

    Securities crimes / by Pickholz, Marvin G.

    Published 1993
    Subjects: “…Securities fraud United States.…”
    Book
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  5. 5
    60 minutes.

    60 minutes.

    Published 2000
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    Streaming Video (via Alexander Street Press)
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  6. 6
    Federal Securities Act hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Third Congress, first session, on Mar. 31, Apr. 1, 4, 5, 1933.

    Federal Securities Act hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Third Congress, first session, on Mar. 31, Apr. 1, 4, 5, 1933.

    Published 1933
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    Full Text (via ProQuest)
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  7. 7
    Financial services regulators : better information sharing could reduce fraud : statement of Richard J. Hillman, Director, Financial Markets and Community Investment, before the Subcommittee on Oversight and Investigations and the Subcommittee on Financial Institutions and Consumer Credit, Committee on Financial Services, House of Representatives /

    Financial services regulators : better information sharing could reduce fraud : statement of Richard J. Hillman, Director, Financial Markets and Community Investment, before the Su... by Hillman, Richard J.

    Published 2001
    Subjects: “…Securities fraud United States.…”
    Online Access
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  8. 8
    SEC and CFTC fines follow-up : collection programs are improving, but further steps are warranted.

    SEC and CFTC fines follow-up : collection programs are improving, but further steps are warranted.

    Published 2003
    Subjects: “…Securities fraud United States.…”
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    Online Access
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  9. 9
    Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019 : report together with minority views (to accompany H.R. 3701) (including cost estimate of the Congressional Budget Office)

    Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019 : report together with minority views (to accompany H.R. 3701) (including cost estimate of the Congression...

    Published 2020
    Subjects: “…Securities fraud United States Prevention.…”
    Government Document Book
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  10. 10
    Securities markets actions needed to better protect investors against unscrupulous brokers : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives /

    Securities markets actions needed to better protect investors against unscrupulous brokers : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, Ge... by Bothwell, James L. (James Lewis)

    Published 1994
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    Government Document Microfilm Book
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  11. 11
    The hedge fund fraud casebook /

    The hedge fund fraud casebook / by Johnson, Bruce, 1947 February 4-

    Published 2010
    Subjects: “…Securities fraud United States.…”
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  12. 12
    The hedge fund fraud casebook /

    The hedge fund fraud casebook / by Johnson, Bruce, 1947 February 4-

    Published 2010
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  13. 13
    H.R. 2179, the Securities Fraud Deterrence and Investor Restitution Act of 2003 hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, June 5, 2003.

    H.R. 2179, the Securities Fraud Deterrence and Investor Restitution Act of 2003 hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises...

    Published 2003
    Subjects: “…Securities fraud United States.…”
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  14. 14
    SEC enforcement issues : an advanced seminar /

    SEC enforcement issues : an advanced seminar /

    Published 1982
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  15. 15
    Securities fraud liability of secondary actors

    Securities fraud liability of secondary actors by Sawtelle, Susan D.

    Published 2011
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  16. 16
    Failure of ZZZZ Best Co. hearings before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, January 27 and February 1, 1988.

    Failure of ZZZZ Best Co. hearings before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress,...

    Published 1988
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  17. 17
    Securities Investor Protection Corporation Customer Outcomes in the Madoff Liquidation Proceeding.

    Securities Investor Protection Corporation Customer Outcomes in the Madoff Liquidation Proceeding.

    Published 2012
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    Full Text (via ProQuest)
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  18. 18
    Fraudulent broker-dealer practices /

    Fraudulent broker-dealer practices / by Goldberg, Stuart Charles

    Published 1978
    Subjects: “…Securities fraud United States.…”
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  19. 19
    Review of violations in the marketing of government securities hearing before the Subcommittee on Oversight of the Committee on Ways and Means, House of Representatives, One Hundred Second Congress, first session, September 26, 1991.

    Review of violations in the marketing of government securities hearing before the Subcommittee on Oversight of the Committee on Ways and Means, House of Representatives, One Hundre...

    Published 1992
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  20. 20
    PricewaterhouseCoopers LLP ... securities litigation study.

    PricewaterhouseCoopers LLP ... securities litigation study.

    Published 2000
    Subjects:
    Serial
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