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Showing 141 - 160 results of 358 for search '"Securities fraud United States."', query time: 0.11s Refine Results
  1. 141
    Hearing to review implications of the CFTC v. Zelener case hearing before the Subcommittee on General Farm Commodities and Risk Management of the Committee on Agriculture, House of Representatives, One Hundred Eleventh Congress, first session, June 4, 2009.

    Hearing to review implications of the CFTC v. Zelener case hearing before the Subcommittee on General Farm Commodities and Risk Management of the Committee on Agriculture, House of...

    Published 2009
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  2. 142
    "Wrong numbers" and stock tips on your answering machine

    "Wrong numbers" and stock tips on your answering machine

    Published 2006
    Subjects: “…Securities fraud United States. http://id.loc.gov/authorities/subjects/sh2008111445.…”
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  3. 143
    Improper activities in the securities industry hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session, on the Securities and Exchange Commission recent enforcement actions involving allegations of insider trading, market manipulations, fraudulent conduct ... April 22, 1987.

    Improper activities in the securities industry hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session, on...

    Published 1987
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  4. 144
    Government Securities Reform Act of 1993 P.L. 103-202, 107 Stat. 2344, December 17, 1993.

    Government Securities Reform Act of 1993 P.L. 103-202, 107 Stat. 2344, December 17, 1993.

    Published 1993
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  5. 145
    Acciones de micro capitalizaciones una guía para los inversionistas.

    Acciones de micro capitalizaciones una guía para los inversionistas.

    Published 2006
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  6. 146
    Protecting consumers : what can Congress do to help financial regulators coordinate efforts to fight fraud? : joint hearing before the Subcommittee on Oversight and Investigations and the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 6, 2001.

    Protecting consumers : what can Congress do to help financial regulators coordinate efforts to fight fraud? : joint hearing before the Subcommittee on Oversight and Investigations...

    Published 2001
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  7. 147
    While Rome burns : fiddling with reforming reform in the securites industry /

    While Rome burns : fiddling with reforming reform in the securites industry / by Stewart, Charles E. (Charles Evan), 1952-

    Published 1998
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  8. 148
    Private Securities Litigation Reform Act of 1995 : law & explanation /

    Private Securities Litigation Reform Act of 1995 : law & explanation /

    Published 1996
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  9. 149
    Annual report.

    Annual report.

    Published 2017
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  10. 150
    Ruthless : how enraged investors reclaimed their investments and beat Wall Street /

    Ruthless : how enraged investors reclaimed their investments and beat Wall Street / by Trupp, Philip Z. (Philip Zber)

    Published 2010
    Subjects: “…Securities fraud United States.…”
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  11. 151
    Eagle on the Street : based on the Pulitzer Prize-winning account of the SEC's battle with Wall Street /

    Eagle on the Street : based on the Pulitzer Prize-winning account of the SEC's battle with Wall Street / by Vise, David A.

    Published 1991
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  12. 152
    Implementation of the Private Securities Litigation Reform Act of 1995 hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, first session, October 21, 1997.

    Implementation of the Private Securities Litigation Reform Act of 1995 hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Rep...

    Published 1998
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  13. 153
    Implementation of the Private Securities Litigation Reform Act of 1995 hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, first session, October 21, 1997.

    Implementation of the Private Securities Litigation Reform Act of 1995 hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Rep...

    Published 1998
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  14. 154
    Legal extortion : the war against Lincoln Savings and Charlie Keating /

    Legal extortion : the war against Lincoln Savings and Charlie Keating / by Atchison, Jack D.

    Published 1995
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  15. 155
    United States of America before the Securities and Exchange Commission in the matter of Richard Whitney, Edwin D. Morgan, Jr., F. Kingsley Rodewald, Henry D. Mygatt, Daniel G. Condon, John J. McManus, and estate of John A. Hayes, individually and as partners doing business as Richard Whitney & Company. : Pursuant to section 21 (a) of the Securities exchange act of 1934.

    United States of America before the Securities and Exchange Commission in the matter of Richard Whitney, Edwin D. Morgan, Jr., F. Kingsley Rodewald, Henry D. Mygatt, Daniel G. Cond...

    Published 1938
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  16. 156
    Not born yesterday how seniors can stop investment fraud : hearing before the Special Committee on Aging, United States Senate, One Hundred Ninth Congress, second session, Washington, DC, March 29, 2006.

    Not born yesterday how seniors can stop investment fraud : hearing before the Special Committee on Aging, United States Senate, One Hundred Ninth Congress, second session, Washingt...

    Published 2006
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  17. 157
    Executive compensation : backdating to the future : hearing before the Committee on Finance, United States Senate, One Hundred Ninth Congress, second session, on oversight of current issues regarding executive compensation, including backdating of stock options and tax treatment of executive compensation, retirement, and benefits, September 6, 2006.

    Executive compensation : backdating to the future : hearing before the Committee on Finance, United States Senate, One Hundred Ninth Congress, second session, on oversight of curre...

    Published 2006
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  18. 158
    The state of the securities industry hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent initiatives to enhance investor protections in our securities markets, focusing on fund advertising, proxy voting, Sarbanes-Oxley Act requirements, future mutual fund activity, the hedge fund report, and the Canary investigation, September 30, 2003.

    The state of the securities industry hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the r...

    Published 2004
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  19. 159
    Providing for the consideration of H.R. 1058, the Securities Litigation Reform Act : report (to accompany H. Res. 103)

    Providing for the consideration of H.R. 1058, the Securities Litigation Reform Act : report (to accompany H. Res. 103)

    Published 1995
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  20. 160
    STOCK Act : report of the Committee on Homeland Security and Governmental Affairs, United States Senate to accompany S. 2038, to prohibit members of Congress and employees of Congress from using nonpublic information derived from their official positions for personal benefit, and for other purposes.

    STOCK Act : report of the Committee on Homeland Security and Governmental Affairs, United States Senate to accompany S. 2038, to prohibit members of Congress and employees of Congr...

    Published 2012
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