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Showing 1 - 20 results of 74 for search '"Securities fraud United States Prevention."', query time: 0.08s Refine Results
  1. 1
    Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019 : report together with minority views (to accompany H.R. 3701) (including cost estimate of the Congressional Budget Office)

    Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019 : report together with minority views (to accompany H.R. 3701) (including cost estimate of the Congression...

    Published 2020
    Subjects: “…Securities fraud United States Prevention.…”
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  2. 2
    Securities Investor Protection Corporation Customer Outcomes in the Madoff Liquidation Proceeding.

    Securities Investor Protection Corporation Customer Outcomes in the Madoff Liquidation Proceeding.

    Published 2012
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  3. 3
    Financial fraud detection hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, on H.R. 574, a bill to amend the Securities Exchange Act of 1934 to impose additional fraud detection and disclosure obligations on auditors of public companies, February 18, 1993.

    Financial fraud detection hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Con...

    Published 1993
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  4. 4
    Promoting Transparent Standards for Corporate Insiders Act : report (to accompany H.R. 6320) (including cost estimate of the Congressional Budget Office)

    Promoting Transparent Standards for Corporate Insiders Act : report (to accompany H.R. 6320) (including cost estimate of the Congressional Budget Office)

    Published 2018
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    Government Document Book
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  5. 5
    Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019 : report together with minority views (to accompany H.R. 3701) (including cost estimate of the Congressional Budget Office).

    Strengthening Fraud Protection Provisions for SEC Enforcement Act of 2019 : report together with minority views (to accompany H.R. 3701) (including cost estimate of the Congression...

    Published 2020
    Subjects: “…Securities fraud United States Prevention.…”
    Online Access
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  6. 6
    Overview of Major Federal Securities Laws : In Brief.

    Overview of Major Federal Securities Laws : In Brief.

    Published 2016
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  7. 7
    Protecting consumers what can Congress do to help financial regulators coordinate efforts to fight fraud? : joint hearing before the Subcommittee on Oversight and Investigations and the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 6, 2001.

    Protecting consumers what can Congress do to help financial regulators coordinate efforts to fight fraud? : joint hearing before the Subcommittee on Oversight and Investigations an...

    Published 2001
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  8. 8
    Federal Securities Law : Insider Trading.

    Federal Securities Law : Insider Trading.

    Published 2016
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  9. 9
    Insider Trading Prohibition Act.

    Insider Trading Prohibition Act.

    Published 2019
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  10. 10
    Schemes and false statements : Supreme Court to consider scope of anti-fraud liability under securities laws /

    Schemes and false statements : Supreme Court to consider scope of anti-fraud liability under securities laws / by Sykes, Jay B.

    Published 2018
    Subjects: “…Securities fraud United States Prevention.…”
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  11. 11
    STOCK Act report of the Committee on Homeland Security and Governmental Affairs, United States Senate to accompany S. 2038, to prohibit members of Congress and employees of Congress from using nonpublic information derived from their official positions for personal benefit, and for other purposes.

    STOCK Act report of the Committee on Homeland Security and Governmental Affairs, United States Senate to accompany S. 2038, to prohibit members of Congress and employees of Congres...

    Published 2012
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    Online Access: S.rp.112-244
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  12. 12
    Additional reforms to the Securities Investor Protection Act hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, December 9, 2009.

    Additional reforms to the Securities Investor Protection Act hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on...

    Published 2010
    Subjects: “…Securities fraud United States Prevention.…”
    Full Text (via ProQuest)
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  13. 13
    Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015.

    Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urb...

    Published 2016
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  14. 14
    Microcap stock : a guide for investors.

    Microcap stock : a guide for investors.

    Published 2004
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    Connect to online resource
    Search for the full-text version of this title in HathiTrust
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  15. 15
    Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015.

    Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urb...

    Published 2016
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    Online Access
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  16. 16
    Securities Fraud Deterrence and Investor Restitution Act of 2004 : report together with dissenting views (to accompany H.R. 2179) (including cost estimate of the Congressional Budget Office)

    Securities Fraud Deterrence and Investor Restitution Act of 2004 : report together with dissenting views (to accompany H.R. 2179) (including cost estimate of the Congressional Budg...

    Published 2004
    Subjects: “…Securities fraud United States Prevention.…”
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    Pt. 1, text version:
    Pt. 1, PDF version:
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  17. 17
    Promoting Transparent Standards for Corporate Insiders Act : report (to accompany H.R. 6320) (including cost estimate of the Congressional Budget Office).

    Promoting Transparent Standards for Corporate Insiders Act : report (to accompany H.R. 6320) (including cost estimate of the Congressional Budget Office).

    Published 2018
    Subjects:
    Online Access
    Online Access
    Government Document eBook
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  18. 18
    Financial fraud detection : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, on H.R. 574, a bill to amend the Securities Exchange Act of 1934 to impose additional fraud detection and disclosure obligations on auditors of public companies, February 18, 1993.

    Financial fraud detection : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third C...

    Published 1993
    Subjects:
    Search for the full-text version of this title in HathiTrust
    Government Document Book
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  19. 19
    Government Securities Reform Act of 1993 P.L. 103-202, 107 Stat. 2344, December 17, 1993.

    Government Securities Reform Act of 1993 P.L. 103-202, 107 Stat. 2344, December 17, 1993.

    Published 1993
    Subjects:
    Full Text (via HeinOnline)
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  20. 20
    Acciones de micro capitalizaciones una guía para los inversionistas.

    Acciones de micro capitalizaciones una guía para los inversionistas.

    Published 2006
    Subjects:
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