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Showing 1 - 20 results of 482 for search '"Securities"', query time: 0.06s Refine Results
  1. 1
    Regulation best interest (Reg BI) : the SEC's rule for broker-dealers /

    Regulation best interest (Reg BI) : the SEC's rule for broker-dealers / by Shorter, Gary W.

    Published 2020
    Subjects: “…Securities United States.…”
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  2. 2
    High-frequency trading : background, concerns, and regulatory developments /

    High-frequency trading : background, concerns, and regulatory developments / by Shorter, Gary W., Miller, Rena S.

    Published 2019
    Subjects: “…Day trading (Securities) United States.…”
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  3. 3
    Derivatives : introduction and legislation in the 114th Congress /

    Derivatives : introduction and legislation in the 114th Congress / by Miller, Rena S.

    Published 2018
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  4. 4
    Capital markets, securities offerings, and related policy issues /

    Capital markets, securities offerings, and related policy issues / by Su, Eva

    Published 2018
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  5. 5
    Selected securities legislation in the 114th Congress /

    Selected securities legislation in the 114th Congress / by Shorter, Gary W.

    Published 2018
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  6. 6
    Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues /

    Securities Investor Protection Corporation (SIPC) : basic functions and fairness and adequacy issues / by Shorter, Gary W.

    Published 2019
    Subjects: “…Securities Investor Protection Corporation. http://id.…”
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  7. 7
    Bond insurers : issues for the 110th Congress /

    Bond insurers : issues for the 110th Congress / by Webel, Baird, Getter, Darryl E.

    Published 2019
    Subjects: “…Mortgage-backed securities United States.…”
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  8. 8
    Credit rating agencies and their regulation /

    Credit rating agencies and their regulation / by Shorter, Gary W.

    Published 2020
    Subjects: “…Securities Ratings and rankings United States.…”
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  9. 9
    The Dodd-Frank Wall Street reform and Consumer Protection Act : Title VII, derivatives /

    The Dodd-Frank Wall Street reform and Consumer Protection Act : Title VII, derivatives / by Miller, Rena S., Ruane, Kathleen Ann

    Published 2019
    Subjects: “…Derivative securities United States.…”
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  10. 10
    Tax-exempt bonds : a description of state and local government debt /

    Tax-exempt bonds : a description of state and local government debt / by Driessen, Grant A.

    Published 2018
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  11. 11
    The impact of budget proposals on tax-exempt bonds /

    The impact of budget proposals on tax-exempt bonds / by Maguire, Steven

    Published 2020
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  12. 12
    China's holdings of U.S. securities : implications for the U.S. economy /

    China's holdings of U.S. securities : implications for the U.S. economy / by Morrison, Wayne M., Labonte, Marc

    Published 2019
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  13. 13
    Conflicts of interest in derivatives clearing /

    Conflicts of interest in derivatives clearing / by Miller, Rena S.

    Published 2020
    Subjects: “…Derivative securities United States. http://id.loc.gov/authorities/subjects/sh2009123215.…”
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  14. 14
    The uptick rule : the SEC limit on short selling reconsidered /

    The uptick rule : the SEC limit on short selling reconsidered / by Shorter, Gary W.

    Published 2018
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  15. 15
    Introduction to financial services : capital markets /

    Introduction to financial services : capital markets / by Su, Eva

    Published 2018
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  16. 16
    Reexamining the rules 10b5-1 trading plan defense to insider trading /

    Reexamining the rules 10b5-1 trading plan defense to insider trading / by Vanatko, Nicole

    Published 2018
    Subjects: “…Securities fraud United States. http://id.loc.gov/authorities/subjects/sh2008111445.…”
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  17. 17
    The MF Global bankruptcy, missing customer funds, and proposals for reform /

    The MF Global bankruptcy, missing customer funds, and proposals for reform / by Miller, Rena S.

    Published 2018
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  18. 18
    Tax credit bonds : overview and analysis /

    Tax credit bonds : overview and analysis / by Driessen, Grant A., Stupak, Jeffrey M.

    Published 2018
    Subjects: “…Government securities United States.…”
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  19. 19
    State and Local Government Series (SLGS) treasury debt : a description /

    State and Local Government Series (SLGS) treasury debt : a description / by Driessen, Grant A., Stupak, Jeffrey M.

    Published 2018
    Subjects: “…Government securities United States.…”
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  20. 20
    Comparing G-20 reform of over-the-counter derivatives markets /

    Comparing G-20 reform of over-the-counter derivatives markets / by Jackson, James K., 1949-, Miller, Rena S.

    Published 2019
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