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  1. 1
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2011
    Subjects: “…Investment advisors Legal status, laws, etc. United States States.…”
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  2. 2
    Regulation of financial planners /

    Regulation of financial planners / by Moriarty, John P.

    Published 1991
    Subjects: “…Investment advisors Legal status, laws, etc. United States States.…”
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  3. 3
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
    Subjects: “…Investment advisors Legal status, laws, etc. United States States.…”
    Law Students, Faculty, and Staff (via Westlaw)
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  4. 4
    The role of state securities regulators in protecting investors hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004.

    The role of state securities regulators in protecting investors hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congre...

    Published 2005
    Subjects: “…Investment advisors Legal status, laws, etc. United States States.…”
    Full Text (via ProQuest)
    Government Document Electronic eBook
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  5. 5
    Regulation of financial planners.

    Regulation of financial planners. by Lemke, Thomas P., Lins, Gerald T.

    Published 2022
    Subjects: “…Investment advisors Legal status, laws, etc. United States States.…”
    Serial
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  6. 6
    The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004.

    The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Cong...

    Published 2005
    Subjects: “…Investment advisors Legal status, laws, etc. United States States.…”
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    Connect to online resource
    Search for the full-text version of this title in HathiTrust
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