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Showing 1 - 20 results of 160 for search '"Investment advisors Legal status, laws, etc."', query time: 0.16s Refine Results
  1. 1
    International survey of investment adviser regulation /

    International survey of investment adviser regulation /

    Published 1999
    Subjects: “…Investment advisors Legal status, laws, etc.…”
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  2. 2
    International survey of investment adviser regulation /

    International survey of investment adviser regulation /

    Published 1994
    Subjects: “…Investment advisors Legal status, laws, etc.…”
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  3. 3
    Investment advisers act amendments of 1976 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976.

    Investment advisers act amendments of 1976 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourt...

    Published 1976
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via ProQuest)
    Government Document Electronic eBook
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  4. 4
    Financial advice markets : a cross-country comparison /

    Financial advice markets : a cross-country comparison / by Burke, Jeremy, 1979-

    Published 2015
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    Full Text (via JSTOR)
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  5. 5
    Liability of asset managers /

    Liability of asset managers /

    Published 2012
    Subjects: “…Investment advisors Legal status, laws, etc.…”
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  6. 6
    Regulation of investment advisers

    Regulation of investment advisers by Lemke, Thomas P., Lins, Gerald T.

    Published 2011
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via ProView)
    Electronic Serial
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  7. 7
    The regulation of money managers : the Investment Company Act and the Investment Advisers Act /

    The regulation of money managers : the Investment Company Act and the Investment Advisers Act / by Frankel, Tamar

    Published 1978
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  8. 8
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2011
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    Electronic Website
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  9. 9
    Regulation of financial planners /

    Regulation of financial planners / by Moriarty, John P.

    Published 1991
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  10. 10
    Description of H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (or "Savers") Act of 2015 : Scheduled for Markup by the House Committee on Ways and Means on February 3, 2016.

    Description of H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (or "Savers") Act of 2015 : Scheduled for Markup by the House Committee on Ways and...

    Published 2016
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via ProQuest): CIS 2016-H782-1
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  11. 11
    Description of an Amendment in the Nature of a Substitute to the Provisions of H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (or "Savers") Act of 2015.

    Description of an Amendment in the Nature of a Substitute to the Provisions of H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (or "Savers") Act of...

    Published 2016
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via ProQuest): CIS 2016-J862-8
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  12. 12
    Investment adviser registration package

    Investment adviser registration package

    Published 1991
    Subjects:
    Government Document Microfilm Book
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  13. 13
    Investment Advisers Modernization Act of 2016 : report together with minority views (to accompany H.R. 5424) (including cost estimate of the Congressional Budget Office)

    Investment Advisers Modernization Act of 2016 : report together with minority views (to accompany H.R. 5424) (including cost estimate of the Congressional Budget Office)

    Published 2016
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Government Document Book
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  14. 14
    Retail Investor Protection Act : report together with minority views (to accompany H.R. 1090) (including cost estimate of the Congressional Budget Office)

    Retail Investor Protection Act : report together with minority views (to accompany H.R. 1090) (including cost estimate of the Congressional Budget Office)

    Published 2015
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    Government Document Book
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  15. 15
    Investment management regulation /

    Investment management regulation / by Frankel, Tamar

    Published 2005
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  16. 16
    Investment Company Amendments Act of 1969 hearings before the United States Senate Committee on Banking and Currency, Ninety-First Congress, first session, on Apr. 15, 17, 18, 1969.

    Investment Company Amendments Act of 1969 hearings before the United States Senate Committee on Banking and Currency, Ninety-First Congress, first session, on Apr. 15, 17, 18, 1969...

    Published 1969
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    Government Document Electronic eBook
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  17. 17
    Investment management regulation /

    Investment management regulation / by Frankel, Tamar

    Published 1998
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  18. 18
    Regulation of money managers mutual funds and advisers /

    Regulation of money managers mutual funds and advisers / by Frankel, Tamar, Laby, Arthut B.

    Published 2001
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    Full Text (via Vital Law)
    Electronic Continuing Resource
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  19. 19
    The regulation of money managers : mutual funds and advisers /

    The regulation of money managers : mutual funds and advisers / by Frankel, Tamar

    Published 2001
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  20. 20
    SBIC Advisers Relief Act of 2015 : report (to accompany H.R. 432) (including cost estimate of the Congressional Budget Office)

    SBIC Advisers Relief Act of 2015 : report (to accompany H.R. 432) (including cost estimate of the Congressional Budget Office)

    Published 2015
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Government Document Book
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