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Showing 101 - 120 results of 584 for search '"Financial services industry Law and legislation"', query time: 0.08s Refine Results
  1. 101
    Merchant banking regulations pursuant to the Gramm -Leach-Bliley Act of 1999 joint hearing before the Subcommittee on Financial Institutions and the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the implementation of the new merchant banking provisions of the Gramm-Leach -Bliley Act, June 13, 2000.

    Merchant banking regulations pursuant to the Gramm -Leach-Bliley Act of 1999 joint hearing before the Subcommittee on Financial Institutions and the Subcommittee on Securities of t...

    Published 2001
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  2. 102
    H.R. 3505, Financial Services Regulatory Relief Act of 2005 hearing before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, September 22, 2005.

    H.R. 3505, Financial Services Regulatory Relief Act of 2005 hearing before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U....

    Published 2006
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  3. 103
    H.R. 3505--Financial Services Regulatory Relief Act of 2005 hearing before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, October 18, 2005.

    H.R. 3505--Financial Services Regulatory Relief Act of 2005 hearing before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U....

    Published 2005
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  4. 104
    Legislative proposals to address the negative consequences of the Dodd-Frank whistleblower provisions hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, May 11, 2011.

    Legislative proposals to address the negative consequences of the Dodd-Frank whistleblower provisions hearing before the Subcommittee on Capital Markets and Government Sponsored En...

    Published 2011
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  5. 105
    Activities-Based Regulation and Systemic Risk, CRS Insight.

    Activities-Based Regulation and Systemic Risk, CRS Insight.

    Published 2019
    Subjects: “…Financial services industry Law and legislation United States.…”
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  6. 106
    Rules and regulators

    Rules and regulators by Black, Julia

    Published 1997
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  7. 107
    Financial regulation in Africa an assessment of financial integration arrangements in African emerging and frontier markets /

    Financial regulation in Africa an assessment of financial integration arrangements in African emerging and frontier markets / by Salami, Iwa

    Published 2016
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  8. 108
    Financial services compliance

    Financial services compliance

    Subjects:
    Law Students, Faculty, and Staff (via Bloomberg Law)
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  9. 109
    FinTech : finance, technology and regulation /

    FinTech : finance, technology and regulation / by Buckley, Ross P., Arner, Douglas W., Zetzsche, Dirk

    Published 2024
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  10. 110
    The compliance revolution : how compliance needs to change to survive /

    The compliance revolution : how compliance needs to change to survive / by Jackman, David, 1960-

    Published 2015
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  11. 111
    Journal of financial regulation

    Journal of financial regulation

    Published 2015
    Subjects: Online Access (A-Z Journals and Newspapers)
    Electronic Journal
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  12. 112
    Finance, accounting and law in the digital age : the impact of technology and innovation in the financial services sector /

    Finance, accounting and law in the digital age : the impact of technology and innovation in the financial services sector /

    Published 2023
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  13. 113
    Legal data for banking : business optimisation and regulatory compliance /

    Legal data for banking : business optimisation and regulatory compliance / by Datoo, Akber, 1978-

    Published 2019
    Subjects: “…Financial services industry Law and legislation Data processing.…”
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  14. 114
    Annual report.

    Annual report.

    Published 2016
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  15. 115
    Protocols to the General Agreement on Trade in Services

    Protocols to the General Agreement on Trade in Services

    Published 2004
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  16. 116
    Global governance of financial systems : the international regulation of systemic risk /

    Global governance of financial systems : the international regulation of systemic risk / by Alexander, Kern, 1962-

    Published 2006
    Subjects: “…Financial services industry Law and legislation. http://id.loc.gov/authorities/subjects/sh2006003112…”
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  17. 117
    Protocols to the General Agreement on Trade in Services /

    Protocols to the General Agreement on Trade in Services /

    Published 2004
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  18. 118
    Sunset review, regulation of debt adjusters

    Sunset review, regulation of debt adjusters

    Published 1993
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  19. 119
    Financial services modernization hearings before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Banking and Financial Services, House of Representatives, One Hundred Fifth Congress, first session, February 11, 13, 25, 1997.

    Financial services modernization hearings before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Banking and Financial Services, House of Represe...

    Published 1997
    Subjects: “…Financial services industry Law and legislation United States.…”
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  20. 120
    Financial services modernization hearings before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Banking and Financial Services, House of Representatives, One Hundred Fifth Congress, first session, February 11, 13, 25, 1997.

    Financial services modernization hearings before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Banking and Financial Services, House of Represe...

    Published 1997
    Subjects: “…Financial services industry Law and legislation United States.…”
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