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  1. 1
    NASD manual : official publication of the National Association of Securities Dealers, Inc.

    NASD manual : official publication of the National Association of Securities Dealers, Inc.

    Published 1983
    Subjects: “…Brokers United States Directories.…”
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  2. 2
    Registration and regulation of brokers and dealers.

    Registration and regulation of brokers and dealers. by Weiss, Ez

    Published 1965
    Subjects: “…Brokers United States.…”
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  3. 3
    Over-the-counter brokers and dealers registered with the Securities and Exchange Commission as of.

    Over-the-counter brokers and dealers registered with the Securities and Exchange Commission as of.

    Published 1936
    Subjects: “…Brokers United States Directories.…”
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  4. 4
    Regulation of securities markets : an examination of the effects of increased competition /

    Regulation of securities markets : an examination of the effects of increased competition / by Stoll, Hans R.

    Published 1979
    Subjects: “…Brokers United States Fees.…”
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  5. 5
    The investor's guide to discount brokers /

    The investor's guide to discount brokers / by Scott, David Logan, 1942-

    Published 1983
    Subjects: “…Brokers United States Directories.…”
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  6. 6
    Customs House Brokers hearings before the United States House Committee on Ways and Means, Seventy-Fourth Congress, first session, on July 30, 1935.

    Customs House Brokers hearings before the United States House Committee on Ways and Means, Seventy-Fourth Congress, first session, on July 30, 1935.

    Published 1935
    Subjects: “…Customhouse brokers United States.…”
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  7. 7
    How to comply with the new SEC rules.

    How to comply with the new SEC rules.

    Published 1965
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  8. 8
    Report of the joint Treasury-SEC-Federal Reserve study of the government-related securities markets

    Report of the joint Treasury-SEC-Federal Reserve study of the government-related securities markets

    Published 1980
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  9. 9
    Impact of brokered deposits on banks and thrifts risks versus benefits : hearing before the Subcommittee on General Oversight and Investigations of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, Ninety-ninth Congress, first session, July 16, 1985.

    Impact of brokered deposits on banks and thrifts risks versus benefits : hearing before the Subcommittee on General Oversight and Investigations of the Committee on Banking, Financ...

    Published 1985
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  10. 10
    Principles of the law of brokers a monograph.

    Principles of the law of brokers a monograph.

    Published 1899
    Subjects: “…Brokers United States.…”
    Full Text (via HeinOnline)
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  11. 11
    Index of releases /

    Index of releases /

    Published 1984
    Subjects: “…Brokers United States Indexes.…”
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  12. 12
    The role of mortgage brokers in the mortgage finance market hearing before the Subcommittee on Housing and Community Opportunity of the Committee on Banking and Financial Services, U.S. House of Representatives, One Hundred Fifth Congress, second session, March 27, 1998.

    The role of mortgage brokers in the mortgage finance market hearing before the Subcommittee on Housing and Community Opportunity of the Committee on Banking and Financial Services,...

    Published 1998
    Subjects: “…Mortgage brokers United States Fees.…”
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  13. 13
    The role of mortgage brokers in the mortgage finance market hearing before the Subcommittee on Housing and Community Opportunity of the Committee on Banking and Financial Services, U.S. House of Representatives, One Hundred Fifth Congress, second session, March 27, 1998.

    The role of mortgage brokers in the mortgage finance market hearing before the Subcommittee on Housing and Community Opportunity of the Committee on Banking and Financial Services,...

    Published 1998
    Subjects: “…Mortgage brokers United States Fees.…”
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  14. 14
    A treatise on the law of stock brokers.

    A treatise on the law of stock brokers. by Biddle, Arthur, 1852-1897

    Published 1882
    Subjects: “…Brokers United States.…”
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  15. 15
    Introduction to brokerage operations department procedures /

    Introduction to brokerage operations department procedures /

    Published 1979
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  16. 16
    Brokerage and related commercial bank services hearings before the Subcommittee on Securities of the Committee on Banking, Currency, and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, in furtherance of the study of the securities activities of commercial banks ..

    Brokerage and related commercial bank services hearings before the Subcommittee on Securities of the Committee on Banking, Currency, and Urban Affairs, United States Senate, Ninety...

    Published 1976
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  17. 17
    Impact of foreign competition on U.S. small business in customs, brokerage, ocean and air freight forwarding hearings before the Subcommittee on Commodities and Services of the Committee on Small Business, House of Representatives, Ninety-fourth Congress, first session. Washington, March 24 and 25, 1975.

    Impact of foreign competition on U.S. small business in customs, brokerage, ocean and air freight forwarding hearings before the Subcommittee on Commodities and Services of the Com...

    Published 1975
    Subjects: “…Customhouse brokers United States.…”
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  18. 18
    Bankruptcy of commodity and securities brokers hearings before the Subcommittee on Monopolies and Commercial Law of the Committee on the Judiciary, House of Representatives, Ninety-seventh Congress, first session, on bankruptcy of commodity and securities brokers, July 23 and September 17, 1981.

    Bankruptcy of commodity and securities brokers hearings before the Subcommittee on Monopolies and Commercial Law of the Committee on the Judiciary, House of Representatives, Ninety...

    Published 1984
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  19. 19
    Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker pursuant to section 11 (e) of the Securities Exchange Act of 1934 : Washington, D.C. June 20, 1936.

    Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker pursuant to section 11 (e) of the Securities Exchange Act of 1934 : Was...

    Published 1936
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  20. 20
    Broker-Dealer Law and Regulation

    Broker-Dealer Law and Regulation by Fanto, James A., 1951-, Gross, Jill I., Poser, Norman S., 1928-

    Published 2017
    Subjects:
    Full Text (via Vital Law)
    Electronic Continuing Resource
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