Suggested Topics within your search.
Suggested Topics within your search.
- Legal status, laws, etc 35
- Stock exchanges
- Stockbrokers 35
- Law and legislation 24
- Securities 16
- Arbitration and award 10
- Arbitration, Industrial 9
- Disclosure of information 9
- Securities industry 4
- Brokers 3
- Investment advisors 3
- Fees, Administrative 2
- Finance 1
- Finance, Public 1
- Financial services industry 1
- History 1
- Investments 1
- Licenses 1
- Stock price forecasting 1
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1
A treatise on the law of stock-brokers and stock-exchanges
Published 1968Subjects: Full Text (via HeinOnline)
Electronic eBook -
2
A treatise on the law of stock-brokers and stock-exchanges
Published 1905Subjects: Full Text (via HeinOnline)
Electronic eBook -
3
International securities regulation : London's "big bang" and the European securities markets /
Published 1991Subjects:Book -
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A treatise on the law of stock brokers
Published 1882Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
Full Text (via HeinOnline)
Electronic eBook -
6
Broker-Dealer License Fees hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Commerce and Finance, Eighty-Sixth Congress, second...
Published 1960Subjects: Full Text (via ProQuest)
Government Document Electronic eBook -
7
Broker-dealer regulation in a nutshell /
Published 2011Subjects: “…Stockbrokers Legal status, laws, etc. United States Cases.…”
Book -
8
Stock exchange law with special reference to the New York Stock Exchange and New York law /
Published 1923Subjects: Full Text (via Gale)
Electronic eBook -
9
The law of stockbrokers including the law relating to transactions for customers on the New York Stock Exchange /
Published 1927Subjects: Full Text (via HeinOnline)
Electronic eBook -
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Securities Markets Agencies hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Commerce and Finance, Ninety-First Congress, first...
Published 1969Subjects: Full Text (via ProQuest)
Government Document Electronic eBook -
12
A treatise on the law of stock-brokers and stock-exchanges.
Published 1968Subjects: “…Stockbrokers Legal status, laws, etc. United States. http://id.loc.…”
Book -
13
Managed accounts/section 11(a) hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Seco...
Published 1991Subjects: Full Text (via ProQuest)
Government Document Electronic eBook -
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The law of stockbrokers including the law relating to transactions for customers on the New York Stock Exchange /
Published 1922Subjects: Full Text (via HeinOnline)
Electronic eBook -
17
The law of stockbrokers with reference to transactions for customers on the New York Stock Exchange /
Published 1914Subjects: Full Text (via HeinOnline)
Electronic eBook -
18
Broker-dealer license fees. : Hearing before a subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Subcommittee on Commerce and Finance, Eig...
Published 1960Subjects:Government Document Book -
19
An Act to Amend the Securities Exchange Act of 1934 to Permit Members of National Securities Exchanges to Effect Certain Transactions with Respect to Accounts for Which Such Member...
Published 1993Subjects:Government Document Book -
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The law of stockbrokers including the law relating to transactions for customers on the New York Stock Exchange /
Published 1922Subjects: Full Text (via LLMC)
Electronic eBook