Showing 1 - 4 results of 4 for search '"Investment advisors Legal status, laws, etc. United States."', query time: 0.03s Refine Results
  1. 1

    Managed accounts/section 11(a) hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Seco...

    Published 1991
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via ProQuest)
    Government Document Electronic eBook
  2. 2

    Amending the Securities Exchange Act of 1934 to permit members of national securities exchanges to effect certain transactions with respect to accounts for which such members exerc...

    Published 1993
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882.…”
    Search for the full-text version of this title in HathiTrust
    Government Document Book
  3. 3

    Managed accounts/section 11(a) : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Se...

    Published 1991
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882.…”
    Search for the full-text version of this title in HathiTrust
    Government Document Book
  4. 4

    Index of federal securities statutes and regulations

    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882…”
    Law Students, Faculty, and Staff (via Lexis+)
    Electronic Website
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