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Showing 1 - 20 results of 26 for search '"Investment advisors Legal status, laws, etc. United States"', query time: 0.06s Refine Results
  1. 1
    The regulation of money managers : the Investment Company Act and the Investment Advisers Act /

    The regulation of money managers : the Investment Company Act and the Investment Advisers Act / by Frankel, Tamar

    Published 1978
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  2. 2
    Regulation of money managers mutual funds and advisers /

    Regulation of money managers mutual funds and advisers / by Frankel, Tamar, Laby, Arthut B.

    Published 2001
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via Vital Law)
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  3. 3
    The regulation of money managers : mutual funds and advisers /

    The regulation of money managers : mutual funds and advisers / by Frankel, Tamar

    Published 2001
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  4. 4
    Investment management regulation /

    Investment management regulation / by Frankel, Tamar

    Published 2005
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  5. 5
    Investment Company Amendments Act of 1969 hearings before the United States Senate Committee on Banking and Currency, Ninety-First Congress, first session, on Apr. 15, 17, 18, 1969.

    Investment Company Amendments Act of 1969 hearings before the United States Senate Committee on Banking and Currency, Ninety-First Congress, first session, on Apr. 15, 17, 18, 1969...

    Published 1969
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via ProQuest)
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  6. 6
    Investment management regulation /

    Investment management regulation / by Frankel, Tamar

    Published 1998
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  7. 7
    The Securities Investment Promotion Act of 1996 --S. 1815 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996.

    The Securities Investment Promotion Act of 1996 --S. 1815 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, se...

    Published 1996
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  8. 8
    The Securities Investment Promotion Act of 1996 --S. 1815 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996.

    The Securities Investment Promotion Act of 1996 --S. 1815 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, se...

    Published 1996
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  9. 9
    The regulation of money managers : mutual funds and advisers /

    The regulation of money managers : mutual funds and advisers / by Frankel, Tamar, Laby, Arthur B.

    Published 2015
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  10. 10
    Mutual fund litigation and insurance practice guide - index

    Mutual fund litigation and insurance practice guide - index by Larrabee, Matthew, Burns, Timothy, 1958-, Kotler, David, Barber, Eric G., Bowen, Jeff

    Published 2012
    Subjects: “…Investment advisors Legal status, laws, etc. United States Indexes.…”
    Law Students, Faculty, and Staff (via Lexis+)
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  11. 11
    Fund governance legal duties of investment companies directors /

    Fund governance legal duties of investment companies directors / by Robertson, Robert A., 1960-, Lewis, Hope, Hackney, James R., 1964-, Curtis, James M.

    Published 2011
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882…”
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  12. 12
    Investment company act of 1940 as in effect June 4, 1977.

    Investment company act of 1940 as in effect June 4, 1977.

    Published 1977
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882.…”
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  13. 13
    National Securities Markets Improvement Act of 1996 110 Stat. 3416, P.L. 104-290.

    National Securities Markets Improvement Act of 1996 110 Stat. 3416, P.L. 104-290.

    Published 1996
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via HeinOnline)
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  14. 14
    Advising private funds index

    Advising private funds index by Jordan, Nora M., 1958-, Landa, Leor, Rowland, Gregory S., Hong, Michael S.

    Published 2010
    Subjects: “…Investment advisors Legal status, laws, etc. United States Indexes.…”
    Law Students, Faculty, and Staff (via Westlaw)
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  15. 15
    Mutual fund litigation and insurance practice guide

    Mutual fund litigation and insurance practice guide by Larrabee, Matthew, Burns, Timothy, 1958-, Kotler, David, Barber, Eric G., Bowen, Jeff

    Published 2012
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882…”
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  16. 16
    Investment Company and Investment Advisor's Act of 1940 H.R. 10065, P.L. 76-768, 54 Stat. 789.

    Investment Company and Investment Advisor's Act of 1940 H.R. 10065, P.L. 76-768, 54 Stat. 789.

    Published 1981
    Subjects: “…Investment advisors Legal status, laws, etc. United States Legislative history.…”
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  17. 17
    Investment Company Act of 1940 and Investment Advisors Act of 1940 P.L. 768--76th Cong., Ch. 686 3d Sess.

    Investment Company Act of 1940 and Investment Advisors Act of 1940 P.L. 768--76th Cong., Ch. 686 3d Sess.

    Published 1940
    Subjects: “…Investment advisors Legal status, laws, etc. United States Legislative history.…”
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  18. 18
    Investor Clarity and Bank Parity Act : report (to accompany H.R. 3093) (including cost estimate of the Congressional Budget Office).

    Investor Clarity and Bank Parity Act : report (to accompany H.R. 3093) (including cost estimate of the Congressional Budget Office).

    Published 2017
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882…”
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  19. 19
    Investor Clarity and Bank Parity Act : report (to accompany H.R. 4096) (including cost estimate of the Congressional Budget Office)

    Investor Clarity and Bank Parity Act : report (to accompany H.R. 4096) (including cost estimate of the Congressional Budget Office)

    Published 2016
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882.…”
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  20. 20
    The role of state securities regulators in protecting investors hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004.

    The role of state securities regulators in protecting investors hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congre...

    Published 2005
    Subjects: “…Investment advisors Legal status, laws, etc. United States States.…”
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