Suggested Topics within your search.
Showing 1 - 7 results of 7 for search 'Mutual funds and advisers.', query time: 0.04s Refine Results
  1. 1
    The regulation of money managers : mutual funds and advisers /

    The regulation of money managers : mutual funds and advisers / by Frankel, Tamar

    Published 2001
    Book
    Save to List
    Saved in:
  2. 2
    Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds.

    Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds.

    Published 1998
    Search for the full-text version of this title in HathiTrust
    Government Document Book
    Save to List
    Saved in:
  3. 3
    Regulation of money managers mutual funds and advisers /

    Regulation of money managers mutual funds and advisers / by Frankel, Tamar, Laby, Arthut B.

    Published 2001
    Full Text (via Vital Law)
    Electronic Continuing Resource
    Save to List
    Saved in:
  4. 4
    The regulation of money managers : the Investment Company Act and the Investment Advisers Act /

    The regulation of money managers : the Investment Company Act and the Investment Advisers Act / by Frankel, Tamar

    Published 1978
    “…Regulation of money managers : mutual funds and advisers.…”
    Book
    Save to List
    Saved in:
  5. 5
    The regulation of money managers : mutual funds and advisers /

    The regulation of money managers : mutual funds and advisers / by Frankel, Tamar, Laby, Arthur B.

    Published 2015
    “…Mutual funds and advisers.…”
    Continuing Resource
    Save to List
    Saved in:
  6. 6
    The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004.

    The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education...

    Published 2005
    Connect to online resource
    Connect to online resource
    Search for the full-text version of this title in HathiTrust
    Government Document Book
    Save to List
    Saved in:
  7. 7
    The role of state securities regulators in protecting investors hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004.

    The role of state securities regulators in protecting investors hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education...

    Published 2005
    Full Text (via ProQuest)
    Government Document Electronic eBook
    Save to List
    Saved in:
Search Tools: RSS Feed – Save Search