Showing 1 - 9 results of 9 for search '"Stockbrokers"', query time: 0.03s Refine Results
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    Selected comments on SEC proposed rule on give-ups and NYSE proposal on commission rates, with texts of the proposals.

    Published 1968
    Subjects:
    Book
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    SEC's report provides useful information on mutual fund fees and recommends improved fee disclosure

    Published 2001
    Subjects:
    Connect to online resource
    Government Document Electronic eBook
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    Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds.

    Published 1998
    Subjects: “…Stockbrokers United States Fees.…”
    Search for the full-text version of this title in HathiTrust
    Government Document Book
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