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Showing 1 - 20 results of 22 for search '"Mutual funds"', query time: 0.08s Refine Results
  1. 1
    Mutual funds : information on trends in fees and their related disclosure /

    Mutual funds : information on trends in fees and their related disclosure / by Hillman, Richard J.

    Published 2003
    Subjects: “…Mutual funds United States.…”
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  2. 2
    Mutual Fund Tax Awareness Act of 2000 : report (to accompany H.R. 1089)

    Mutual Fund Tax Awareness Act of 2000 : report (to accompany H.R. 1089)

    Published 2000
    Subjects: “…Mutual funds United States.…”
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  3. 3
    Mutual Fund Tax Awareness Act of 2000 report (to accompany H.R. 1089)

    Mutual Fund Tax Awareness Act of 2000 report (to accompany H.R. 1089)

    Published 2000
    Subjects: “…Mutual funds United States.…”
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  4. 4
    Mutual funds : greater transparency needed in disclosures to investors.

    Mutual funds : greater transparency needed in disclosures to investors.

    Published 2003
    Subjects: “…Mutual funds United States.…”
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  5. 5
    H.R. 2420, the Mutual Funds Integrity and Fee Transparency Act of 2003 hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, June 18, 2003.

    H.R. 2420, the Mutual Funds Integrity and Fee Transparency Act of 2003 hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Co...

    Published 2003
    Subjects: “…Mutual funds Law and legislation United States.…”
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  6. 6
    Institutional disclosure and sales of investment company advisers hearing before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-third Congress, second session, on H.R. 10570 ... and H.R. 13986 ... September 13, 1974.

    Institutional disclosure and sales of investment company advisers hearing before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House...

    Published 1974
    Subjects: “…Mutual funds Law and legislation United States.…”
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  7. 7
    Increasing disclosure to benefit investors hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, on H.R. 887 and H.R. 1089, October 29, 1999.

    Increasing disclosure to benefit investors hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Si...

    Published 1999
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  8. 8
    Mutual funds who's looking out for investors? : hearings before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, November 4, 6, 2003.

    Mutual funds who's looking out for investors? : hearings before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Se...

    Published 2003
    Subjects: “…Mutual funds United States.…”
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  9. 9
    Amending Securities act of 1933, Securities exchange act of 1934, Trust indenture act of 1939, and Investment company act of 1940. : Hearing before the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-third Congress, second session, on H.R. 7550, a bill to amend certain provisions of the Securities act of 1933, as amended, the Securities exchange act of 1934, as amended, the Trust indenture act of 1939, and the Investment company act of 1940, and S. 2846, an act to amend certain provisions of the Securities act of 1933, as amended, the Securities exchange act of 1934, as amended, the Trust indenture act of 1939, and the Investment company act of 1940. March 19, 1954.

    Amending Securities act of 1933, Securities exchange act of 1934, Trust indenture act of 1939, and Investment company act of 1940. : Hearing before the Committee on Interstate and...

    Published 1954
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  10. 10
    SEDAR precedent agreements

    SEDAR precedent agreements

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    Law Students, Faculty, and Staff (via Westlaw)
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  11. 11
    SEDAR filings & disclosures

    SEDAR filings & disclosures

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  12. 12
    Institutional disclosure and sales of investment company advisers : hearing before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-third Congress, second session, on H.R. 10570, a bill to amend the Investment Company Act of 1940 to define duties of certain person's subject to that Act, and for other purposes, and H.R. 13986 a bill to amend the Securities Exchange Act of 1934 to facilitate the collection and public dissemination of information concerning the holdings of and transactions in securities by institutional investors and investment managers, September 13, 1974.

    Institutional disclosure and sales of investment company advisers : hearing before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, Hou...

    Published 1974
    Subjects: “…Mutual funds Law and legislation United States. http:…”
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  13. 13
    The state of the securities industry hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent initiatives to enhance investor protections in our securities markets, focusing on fund advertising, proxy voting, Sarbanes-Oxley Act requirements, future mutual fund activity, the hedge fund report, and the Canary investigation, September 30, 2003.

    The state of the securities industry hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the r...

    Published 2004
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  14. 14
    H.R. 2420, the Mutual Funds Integrity and Fee Transparency Act of 2003 : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, June 18, 2003.

    H.R. 2420, the Mutual Funds Integrity and Fee Transparency Act of 2003 : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the...

    Published 2003
    Subjects: “…Mutual funds Law and legislation United States. http:…”
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  15. 15
    Mutual Funds Integrity and Fee Transparency Act of 2003 : report (to accompany H.R. 2420) (including cost estimate of the Congressional Budget Office)

    Mutual Funds Integrity and Fee Transparency Act of 2003 : report (to accompany H.R. 2420) (including cost estimate of the Congressional Budget Office)

    Published 2003
    Subjects: “…Mutual funds Law and legislation United States. http:…”
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  16. 16
    Increasing disclosure to benefit investors : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, on H.R. 887 and H.R. 1089, October 29, 1999.

    Increasing disclosure to benefit investors : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred...

    Published 1999
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    Search for the full-text version of this title in HathiTrust
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  17. 17
    Increasing disclosure to benefit investors : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, on H.R. 887 and H.R. 1089, October 29, 1999.

    Increasing disclosure to benefit investors : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred...

    Published 1999
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  18. 18
    Mutual funds : who's looking out for investors? : hearings before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, November 4, 6, 2003.

    Mutual funds : who's looking out for investors? : hearings before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial...

    Published 2003
    Subjects: “…Mutual funds United States.…”
    Connect to online resource
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  19. 19
    The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent initiatives to enhance investor protections in our securities markets, focusing on fund advertising, proxy voting, Sarbanes-Oxley Act requirements, future mutual fund activity, the hedge fund report, and the Canary investigation, September 30, 2003.

    The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the...

    Published 2004
    Subjects:
    Connect to online resource
    Connect to online resource
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  20. 20
    The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, first session, on the examination of the state of the securities industry, focusing on recent initiatives regarding market structure, credit rating agencies, mutual funds, and the implementation of the Sarbanes-Oxley requirements, March 9, 2005.

    The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, first session, on the...

    Published 2006
    Subjects: “…Mutual funds United States.…”
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