Showing 1 - 4 results of 4 for search '"Investment advisors Legal status, laws, etc."', query time: 0.02s Refine Results
  1. 1

    Investment adviser regulation in a nutshell by Haas, Jeffrey J., Howard, Steven R., J.D

    Published 2008
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
    Electronic eBook
  2. 2

    Investment adviser regulation in a nutshell / by Haas, Jeffrey J.

    Published 2008
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.…”
    Book
  3. 3

    Soft dollars and other trading activities by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.…”
    Law Students, Faculty, and Staff (via Westlaw)
    Electronic Website
  4. 4

    Broker-dealer & investment adviser

    Subjects:
    Law Students, Faculty, and Staff (via Westlaw)
    Electronic Website
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