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Showing 1 - 20 results of 57 for search '"Securities fraud United States."', query time: 0.06s Refine Results
  1. 1
    Fraud in the micro-capital markets including penny stock fraud hearing before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, One Hundred Fifth Congress, first session, September 22, 1997.

    Fraud in the micro-capital markets including penny stock fraud hearing before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States S...

    Published 1997
    Subjects: “…Securities fraud United States.…”
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  2. 2
    Fraud in the micro-capital markets including penny stock fraud hearing before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, One Hundred Fifth Congress, first session, September 22, 1997.

    Fraud in the micro-capital markets including penny stock fraud hearing before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States S...

    Published 1997
    Subjects: “…Securities fraud United States.…”
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  3. 3
    The Financial Instruments Anti-Fraud Act, S. 1009 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session ... July 17, 1996.

    The Financial Instruments Anti-Fraud Act, S. 1009 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second ses...

    Published 1996
    Subjects: “…Securities fraud United States.…”
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  4. 4
    The Financial Instruments Anti-Fraud Act, S. 1009 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session ... July 17, 1996.

    The Financial Instruments Anti-Fraud Act, S. 1009 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second ses...

    Published 1996
    Subjects: “…Securities fraud United States.…”
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  5. 5
    Securities Investor Protection Act of 1991 hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991.

    Securities Investor Protection Act of 1991 hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred...

    Published 1992
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  6. 6
    Commodity investment fraud II hearings before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, Ninety-eighth Congress, second session, March 19 and 21, 1984.

    Commodity investment fraud II hearings before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, Ninety-eighth Congress, s...

    Published 1984
    Subjects: “…Securities fraud United States.…”
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  7. 7
    Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on recent securities law decisions by the U.S. Supreme Court, Central Bank of Denver vs. First Interstate Bank of Denver ... May 12, 1994.

    Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation hearing before the Subcommittee on Securities of t...

    Published 1994
    Subjects: “…Securities fraud United States.…”
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  8. 8
    Evaluating S. 1551 the Liability for Aiding and Abetting Securities Violations Act of 2009 : hearing before the Subcommittee on Crime and Drugs of the Committee on the Judiciary, United States Senate, One Hundred Eleventh Congress, first session, September 17, 2009.

    Evaluating S. 1551 the Liability for Aiding and Abetting Securities Violations Act of 2009 : hearing before the Subcommittee on Crime and Drugs of the Committee on the Judiciary, U...

    Published 2010
    Subjects: “…Securities fraud United States.…”
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  9. 9
    Securities litigation abuses hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... July 24, 1997.

    Securities litigation abuses hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress...

    Published 1998
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  10. 10
    Securities litigation abuses hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... July 24, 1997.

    Securities litigation abuses hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress...

    Published 1998
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  11. 11
    The Insider Trading Sanctions Act of 1983 hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, second session, on H.R. 559 ... April 3, 1984.

    The Insider Trading Sanctions Act of 1983 hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth...

    Published 1984
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  12. 12
    The SEC's investigation of Thomas Reed hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on the SEC's investigation of Thomas Reed, March 22, 1983.

    The SEC's investigation of Thomas Reed hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Co...

    Published 1983
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  13. 13
    Accountability issues lessons learned from Enron's fall : hearing before the Committee on the Judiciary, United States Senate, One Hundred Seventh Congress, second session, February 6, 2002.

    Accountability issues lessons learned from Enron's fall : hearing before the Committee on the Judiciary, United States Senate, One Hundred Seventh Congress, second session, Februar...

    Published 2003
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  14. 14
    The International Securities Enforcement Cooperation Act of 1988 hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, second session, on S. 2544 ... June 29, 1988.

    The International Securities Enforcement Cooperation Act of 1988 hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United State...

    Published 1989
    Subjects: “…Securities fraud United States.…”
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  15. 15
    Wall Street fraud and fiduciary duties can jail time serve as an adequate deterrent for willful violations? : hearing before the Subcommittee on Crime and Drugs of the Committee on the Judiciary, United States Senate, One Hundred Eleventh Congress, second session, May 4, 2010.

    Wall Street fraud and fiduciary duties can jail time serve as an adequate deterrent for willful violations? : hearing before the Subcommittee on Crime and Drugs of the Committee on...

    Published 2011
    Subjects: “…Securities fraud United States.…”
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  16. 16
    Mutual funds trading practices and abuses that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Governmental Affairs, United States Senate, One Hundred Eighth Congress, first session, November 3, 2003.

    Mutual funds trading practices and abuses that harm investors : hearing before the Financial Management, the Budget, and International Security Subcommittee of the Committee on Gov...

    Published 2004
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  17. 17
    Executive compensation backdating to the future : hearing before the Committee on Finance, United States Senate, One Hundred Ninth Congress, second session, on oversight of current issues regarding executive compensation, including backdating of stock options and tax treatment of executive compensation, retirement, and benefits, September 6, 2006.

    Executive compensation backdating to the future : hearing before the Committee on Finance, United States Senate, One Hundred Ninth Congress, second session, on oversight of current...

    Published 2006
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  18. 18
    Mortgage fraud, securities fraud, and the financial meltdown prosecuting those responsible : hearing before the Committee on the Judiciary, United States Senate, One Hundred Eleventh Congress, second [i.e. first] session, December 9, 2009.

    Mortgage fraud, securities fraud, and the financial meltdown prosecuting those responsible : hearing before the Committee on the Judiciary, United States Senate, One Hundred Eleven...

    Published 2010
    Subjects: “…Securities fraud United States.…”
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  19. 19
    Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015.

    Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urb...

    Published 2016
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  20. 20
    Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015.

    Oversight of the Securities Investor Protection Corporation : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urb...

    Published 2016
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