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  1. 1
    Securities pricing : actions needed for conversion to decimals : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Finance and Hazardous Materials, Committee on Commerce, House of Representatives /

    Securities pricing : actions needed for conversion to decimals : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, be... by McCool, Thomas Joseph, 1947-

    Published 1998
    Subjects: “…Securities Prices United States.…”
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  2. 2
    Securities pricing actions needed for conversion to decimals : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Finance and Hazardous Materials, Committee on Commerce, House of Representatives /

    Securities pricing actions needed for conversion to decimals : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, befo... by McCool, Thomas Joseph, 1947-

    Published 1998
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  3. 3
    Securities pricing actions needed for conversion to decimals : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Finance and Hazardous Materials, Committee on Commerce, House of Representatives /

    Securities pricing actions needed for conversion to decimals : statement of Thomas J. McCool, Director, Financial Institutions and Markets Issues, General Government Division, befo... by McCool, Thomas Joseph, 1947-

    Published 1998
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  4. 4
    Financial services regulators : better information sharing could reduce fraud : statement of Richard J. Hillman, Director, Financial Markets and Community Investment, before the Subcommittee on Oversight and Investigations and the Subcommittee on Financial Institutions and Consumer Credit, Committee on Financial Services, House of Representatives /

    Financial services regulators : better information sharing could reduce fraud : statement of Richard J. Hillman, Director, Financial Markets and Community Investment, before the Su... by Hillman, Richard J.

    Published 2001
    Subjects: “…Securities fraud United States.…”
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  5. 5
    Securities and Exchange Commission : preliminary observations on SEC's spending and strategic planning : statement of Richard J. Hillman, Director, Financial Markets and Community Investment, before the Subcommittee on Government Efficiency and Financial Management, Committee on Government Reform, House of Respresentatives /

    Securities and Exchange Commission : preliminary observations on SEC's spending and strategic planning : statement of Richard J. Hillman, Director, Financial Markets and Community... by Hillman, Richard J.

    Published 2003
    Subjects: “…United States. Securities and Exchange Commission Appropriations and …”
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  6. 6
    Securities fraud the Internet poses challenges to regulators and investors : statement of Richard J. Hillman, Associate Director, Financial Institutions and Markets Issues, General Government Division, before the Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate /

    Securities fraud the Internet poses challenges to regulators and investors : statement of Richard J. Hillman, Associate Director, Financial Institutions and Markets Issues, General... by Hillman, Richard J.

    Published 1999
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  7. 7
    Securities fraud the Internet poses challenges to regulators and investors : statement of Richard J. Hillman, Associate Director, Financial Institutions and Markets Issues, General Government Division, before the Permanent Subcommittee on Investigations, Committee on Governmental Affairs, U.S. Senate /

    Securities fraud the Internet poses challenges to regulators and investors : statement of Richard J. Hillman, Associate Director, Financial Institutions and Markets Issues, General... by Hillman, Richard J.

    Published 1999
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  8. 8
    Securities markets actions needed to better protect investors against unscrupulous brokers : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives /

    Securities markets actions needed to better protect investors against unscrupulous brokers : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, Ge... by Bothwell, James L. (James Lewis)

    Published 1994
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  9. 9
    Securities and Exchange Commission results of fiscal year 2004 financial audit : testimony before the Subcommittee on Federal Financial Management, Government Information, and International Security, Committee on Homeland Security and Governmental Affairs, U.S. Senate /

    Securities and Exchange Commission results of fiscal year 2004 financial audit : testimony before the Subcommittee on Federal Financial Management, Government Information, and Inte... by Walker, David M. (David Michael), 1951-

    Published 2005
    Subjects: “…United States. Securities and Exchange Commission Appropriations and …”
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  10. 10
    Securities and Exchange Commission greater attention is needed to enhance communication and utilization of resources in the Division of Enforcement : testimony before the Subcommittee on Securities, Insurance, and Investment, Senate Committee on Banking, Housing, and Urban Affairs /

    Securities and Exchange Commission greater attention is needed to enhance communication and utilization of resources in the Division of Enforcement : testimony before the Subcommit... by Hillman, Richard J.

    Published 2009
    Subjects: “…United States. Securities and Exchange Commission. Division of Enforcement …”
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  11. 11
    SEC mutual fund oversight positive actions are being taken, but regulatory challenges remain : testimony before the Subcommittee on Commercial and Administrative Law, Committee on the Judiciary, House of Representatives /

    SEC mutual fund oversight positive actions are being taken, but regulatory challenges remain : testimony before the Subcommittee on Commercial and Administrative Law, Committee on... by Hillman, Richard J.

    Published 2005
    Subjects: “…United States. Securities and Exchange Commission Rules and practice …”
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  12. 12
    Securities markets SEC actions needed to address market fragmentation issues : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives /

    Securities markets SEC actions needed to address market fragmentation issues : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, General Governme... by Bothwell, James L. (James Lewis)

    Published 1993
    Subjects: “…Securities United States.…”
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  13. 13
    Ginnie Mae greater staffing flexibility needed to improve management : statement of Jacquelyn L. Williams-Bridgers, Associate Director, Housing and Community Development Issues, Resources, Community, and Economic Development Division, before the Subcommittee on Housing and Community Development, Committee on Banking, Finance, and Urban Affairs, House of Representatives /

    Ginnie Mae greater staffing flexibility needed to improve management : statement of Jacquelyn L. Williams-Bridgers, Associate Director, Housing and Community Development Issues, Re... by Williams-Bridgers, Jacquelyn L.

    Published 1993
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  14. 14
    Hedge funds overview of regulatory oversight, counterparty risks, and investment challenges : testimony before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, House of Representatives /

    Hedge funds overview of regulatory oversight, counterparty risks, and investment challenges : testimony before the Subcommittee on Capital Markets, Insurance and Government Sponsor... by Williams, Orice M.

    Published 2009
    Subjects: “…United States. Securities and Exchange Commission Rules and practice.…”
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  15. 15
    Mutual funds : additional disclosures could increase transparency of fees and other practices /

    Mutual funds : additional disclosures could increase transparency of fees and other practices / by Hillman, Richard J.

    Published 2003
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  16. 16
    Mutual funds : additional disclosures could increase transparency of fees and other practices /

    Mutual funds : additional disclosures could increase transparency of fees and other practices / by Hillman, Richard J.

    Published 2004
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  17. 17
    SEC operations : oversight of mutual fund industry presents management challenges /

    SEC operations : oversight of mutual fund industry presents management challenges / by Hillman, Richard J.

    Published 2004
    Subjects: “…United States. Securities and Exchange Commission Rules and practice …”
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  18. 18
    Bank mutual funds improvements in risk disclosure needed : statement for the record of James L. Bothwell, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Capital Markets, Securities and Government Sponsored Enterprises, Committee on Banking and Financial Services, House of Representatives /

    Bank mutual funds improvements in risk disclosure needed : statement for the record of James L. Bothwell, Director, Financial Institutions and Markets Issues, General Government Di... by Bothwell, James L. (James Lewis)

    Published 1996
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  19. 19
    Human capital : major human capital challenges at SEC and key trade agencies /

    Human capital : major human capital challenges at SEC and key trade agencies / by Hillman, Richard J.

    Published 2002
    Subjects: “…United States. Securities and Exchange Commission Personnel management.…”
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  20. 20
    Safeguards that need to accompany changes to Glass-Steagall laws : statement of Richard L. Fogel, Assistant Comptroller General, General Government Programs, before the Subcommittee on Oversight and Investigations, House Committee on Energy and Commerce .

    Safeguards that need to accompany changes to Glass-Steagall laws : statement of Richard L. Fogel, Assistant Comptroller General, General Government Programs, before the Subcommitt... by Fogel, Richard L.

    Published 1988
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