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  1. 1
    Broker-dealer regulation in a nutshell /

    Broker-dealer regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published 2003
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  2. 2
    Broker-dealer regulation in a nutshell

    Broker-dealer regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2011
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
    Electronic eBook
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  3. 3
    Securities regulation in a nutshell

    Securities regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2021
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
    Electronic eBook
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  4. 4
    Broker-dealer regulation in a nutshell /

    Broker-dealer regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Book
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  5. 5
    Broker-dealer regulation in a nutshell

    Broker-dealer regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
    Electronic eBook
    Save to List
    Saved in:
  6. 6
    Broker-dealer regulation in a nutshell

    Broker-dealer regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2021
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
    Electronic eBook
    Save to List
    Saved in:
  7. 7
    Broker-dealer regulation in a nutshell /

    Broker-dealer regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published 2011
    Subjects: “…Stockbrokers Legal status, laws, etc. United States Cases.…”
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  8. 8
    Investment adviser regulation in a nutshell

    Investment adviser regulation in a nutshell by Haas, Jeffrey J., Howard, Steven R., J.D

    Published 2008
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
    Electronic eBook
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  9. 9
    Broker-dealer regulation in a nutshell /

    Broker-dealer regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published 2021
    Subjects: “…Stockbrokers Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008111446…”
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