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  1. 1
    A treatise on the law of stock-brokers and stock-exchanges

    A treatise on the law of stock-brokers and stock-exchanges by Dos Passos, John R. (John Randolph), 1844-1917

    Published 1968
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  2. 2
    A treatise on the law of stock-brokers and stock-exchanges

    A treatise on the law of stock-brokers and stock-exchanges by Dos Passos, John R. (John Randolph), 1844-1917

    Published 1905
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  3. 3
    Broker-dealer regulation in a nutshell /

    Broker-dealer regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published 2003
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  4. 4
    Broker-dealer regulation in a nutshell

    Broker-dealer regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2011
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
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  5. 5
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-

    Published 2007
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  6. 6
    Broker-dealer regulation /

    Broker-dealer regulation / by Lipton, David A., 1945-

    Published 1988
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  7. 7
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-

    Published 2000
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  8. 8
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-, Gross, Jill I., Fanto, James A., 1951-

    Published 2019
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  9. 9
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-

    Published 1997
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  10. 10
    Broker-dealer law and regulation : private rights of action /

    Broker-dealer law and regulation : private rights of action / by Poser, Norman S., 1928-

    Published 1995
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  11. 11
    Broker-dealer regulation : ALI-ABA course of study materials /

    Broker-dealer regulation : ALI-ABA course of study materials /

    Published 1985
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  12. 12
    Regulation of over-the-counter markets report (to accompany S. 3255)

    Regulation of over-the-counter markets report (to accompany S. 3255)

    Published 1938
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  13. 13
    Broker-dealer litigation ... annual survey.

    Broker-dealer litigation ... annual survey.

    Subjects: “…Stockbrokers Legal status, laws, etc. United States Digests.…”
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  14. 14
    The law of securities regulation

    The law of securities regulation by Hazen, Thomas Lee, 1947-

    Published 2021
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  15. 15
    Securities regulation in a nutshell

    Securities regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2021
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  16. 16
    Broker-dealer regulation in a nutshell /

    Broker-dealer regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  17. 17
    Broker-Dealer Law and Regulation

    Broker-Dealer Law and Regulation by Fanto, James A., 1951-, Gross, Jill I., Poser, Norman S., 1928-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via Vital Law)
    Electronic Continuing Resource
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  18. 18
    Rules Committee Print 113-23: H.R. 2374, Retail Investor Protection Act.

    Rules Committee Print 113-23: H.R. 2374, Retail Investor Protection Act.

    Published 2013
    Subjects:
    Full Text (via ProQuest): CIS 2013 H682-27
    Government Document Electronic eBook
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  19. 19
    Hazen & Ratner, broker dealer regulation : cases and materials /

    Hazen & Ratner, broker dealer regulation : cases and materials / by Hazen, Thomas Lee, 1947-

    Published 2003
    Subjects: “…Stockbrokers Legal status, laws, etc. United States Cases.…”
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  20. 20
    Broker-dealer regulation in a nutshell

    Broker-dealer regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
    Electronic eBook
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