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Showing 1 - 20 results of 97 for search '"Mutual funds Law and legislation"', query time: 0.08s Refine Results
  1. 1
    Mutual Fund Legislation of 1967. hearings before the United States Senate Committee on Banking and Currency, Ninetieth Congress, first session, on Aug. 3, 4, 14, 15, 1967.

    Mutual Fund Legislation of 1967. hearings before the United States Senate Committee on Banking and Currency, Ninetieth Congress, first session, on Aug. 3, 4, 14, 15, 1967.

    Published 1967
    Subjects: “…Mutual funds Law and legislation United States.…”
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  2. 2
    Mutual Fund Legislation of 1967. hearings before the United States Senate Committee on Banking and Currency, Ninetieth Congress, first session, on July 31, Aug. 1, 2, 1967.

    Mutual Fund Legislation of 1967. hearings before the United States Senate Committee on Banking and Currency, Ninetieth Congress, first session, on July 31, Aug. 1, 2, 1967.

    Published 1967
    Subjects: “…Mutual funds Law and legislation United States.…”
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  3. 3
    Investment company act amendment hearing, Ninety-second Congress, first session, on H.R. 9758 and S. 2216 ... October 21, 1971.

    Investment company act amendment hearing, Ninety-second Congress, first session, on H.R. 9758 and S. 2216 ... October 21, 1971.

    Published 1971
    Subjects: “…Mutual funds Law and legislation United States.…”
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  4. 4
    Mutual fund amendments hearings, Ninety-first Congress, first session, on H.R. 11995, S. 2224, H.R. 13754, and H.R. 14737 ..

    Mutual fund amendments hearings, Ninety-first Congress, first session, on H.R. 11995, S. 2224, H.R. 13754, and H.R. 14737 ..

    Published 1970
    Subjects: “…Mutual funds Law and legislation United States.…”
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  5. 5
    Investment Trusts and Investment Companies hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Sixth Congress, third session, on June 13, 14, 1940.

    Investment Trusts and Investment Companies hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Sixth Congress, third session, on June 13,...

    Published 1940
    Subjects: “…Mutual funds Law and legislation United States.…”
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  6. 6
    Mutual Fund Legislation of 1967. hearings before the United States Senate Committee on Banking and Currency, Ninetieth Congress, first session, on Nov. 16, 1967.

    Mutual Fund Legislation of 1967. hearings before the United States Senate Committee on Banking and Currency, Ninetieth Congress, first session, on Nov. 16, 1967.

    Published 1967
    Subjects: “…Mutual funds Law and legislation United States.…”
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  7. 7
    Investment Trusts and Investment Companies. hearings before the United States Senate Committee on Banking and Currency, Subcommittee on Securities and Exchange, Seventy-Sixth Congress, third session, on Apr. 2-5, 8-10, 1940.

    Investment Trusts and Investment Companies. hearings before the United States Senate Committee on Banking and Currency, Subcommittee on Securities and Exchange, Seventy-Sixth Congr...

    Published 1940
    Subjects: “…Mutual funds Law and legislation United States.…”
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  8. 8
    Investment Trusts and Investment Companies. hearings before the United States Senate Committee on Banking and Currency, Subcommittee on Securities and Exchange, Seventy-Sixth Congress, third session, on Apr. 12, 15-19, 22-26, 1940.

    Investment Trusts and Investment Companies. hearings before the United States Senate Committee on Banking and Currency, Subcommittee on Securities and Exchange, Seventy-Sixth Congr...

    Published 1940
    Subjects: “…Mutual funds Law and legislation United States.…”
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  9. 9
    Mutual fund amendments : hearings before the Subcommittee on Commerce and Finance, House of Representatives, Ninety-first Congress, first session, on H.R. 11995, S. 2224, H.R. 13754, and H.R. 14737, bills to amend the Investment company act of 1940, the Investment advisers act of 1940, and the Securities exchange act of 1934.

    Mutual fund amendments : hearings before the Subcommittee on Commerce and Finance, House of Representatives, Ninety-first Congress, first session, on H.R. 11995, S. 2224, H.R. 1375...

    Published 1970
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  10. 10
    Mutual fund legislation of 1967 : hearings before the Committee on Banking and Currency, United States Senate, Ninetieth Congress, first session, on .

    Mutual fund legislation of 1967 : hearings before the Committee on Banking and Currency, United States Senate, Ninetieth Congress, first session, on .

    Published 1967
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  11. 11
    Investment company amendments act of 1969 : hearings before the Committee on Banking and Currency, United States Senate, Ninety-first Congress, first session, on S. 34 and S. 296, bills to amend the Investment company act of 1940 and the Investment advisers act of 1940 to define the equitable standards governing relationships between investment companies and their investment advisers and principal underwriters, and for other purposes, April 15, 17, and 18, 1969.

    Investment company amendments act of 1969 : hearings before the Committee on Banking and Currency, United States Senate, Ninety-first Congress, first session, on S. 34 and S. 296,...

    Published 1969
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  12. 12
    Mutual fund trading abuses SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls : report to Congressional Requesters /

    Mutual fund trading abuses SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls : report to Congressional Requesters /

    Published 2005
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  13. 13
    Mutual fund trading abuses : SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls : report to Congressional Requesters /

    Mutual fund trading abuses : SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls : report to Congressional Requesters /

    Published 2005
    Subjects: “…Mutual funds Law and legislation United States.…”
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  14. 14
    Mutual funds a review of the regulatory landscape : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, May 10, 2005.

    Mutual funds a review of the regulatory landscape : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial...

    Published 2005
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  15. 15
    Legislation to Lift the Investment Company Act Exemption for Funds Based in U.S. Territories, CRS In Focus.

    Legislation to Lift the Investment Company Act Exemption for Funds Based in U.S. Territories, CRS In Focus.

    Published 2018
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  16. 16
    Common Trust Funds -- Overlapping Responsibility and Conflict in Regulation hearings before the United States House Committee on Government Operations, Subcommittee on Legal and Monetary Affairs, Eighty-Eighth Congress, first session, on May 20, 1963.

    Common Trust Funds -- Overlapping Responsibility and Conflict in Regulation hearings before the United States House Committee on Government Operations, Subcommittee on Legal and Mo...

    Published 1963
    Subjects: “…Mutual funds Law and legislation United States.…”
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  17. 17
    The Investment Company Act Amendments of 1995 hearing before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, on H.R. 1495, October 31, 1995.

    The Investment Company Act Amendments of 1995 hearing before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred...

    Published 1995
    Subjects: “…Mutual funds Law and legislation United States.…”
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  18. 18
    The Investment Company Act Amendments of 1995 hearing before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, on H.R. 1495, October 31, 1995.

    The Investment Company Act Amendments of 1995 hearing before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred...

    Published 1995
    Subjects: “…Mutual funds Law and legislation United States.…”
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  19. 19
    Variable annuities hearing, Ninety-second Congress, first session, on S. 2216, to amend the Investment company act of 1940. July 15, 1971.

    Variable annuities hearing, Ninety-second Congress, first session, on S. 2216, to amend the Investment company act of 1940. July 15, 1971.

    Published 1971
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  20. 20
    Mutual Fund Amendments. hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Commerce and Finance, Ninety-First Congress, first session, on Nov. 12-14, 1969.

    Mutual Fund Amendments. hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Commerce and Finance, Ninety-First Congress, first ses...

    Published 1969
    Subjects: “…Mutual funds Law and legislation United States.…”
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