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Showing 1 - 20 results of 155 for search '"Investment advisors Legal status, laws, etc."', query time: 0.07s Refine Results
  1. 1
    Investment advisers act amendments of 1976 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976.

    Investment advisers act amendments of 1976 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourt...

    Published 1976
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via ProQuest)
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  2. 2
    Regulation of investment advisers

    Regulation of investment advisers by Lemke, Thomas P., Lins, Gerald T.

    Published 2011
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  3. 3
    The regulation of money managers : the Investment Company Act and the Investment Advisers Act /

    The regulation of money managers : the Investment Company Act and the Investment Advisers Act / by Frankel, Tamar

    Published 1978
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  4. 4
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2011
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  5. 5
    Regulation of financial planners /

    Regulation of financial planners / by Moriarty, John P.

    Published 1991
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  6. 6
    Description of H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (or "Savers") Act of 2015 : Scheduled for Markup by the House Committee on Ways and Means on February 3, 2016.

    Description of H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (or "Savers") Act of 2015 : Scheduled for Markup by the House Committee on Ways and...

    Published 2016
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via ProQuest): CIS 2016-H782-1
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  7. 7
    Description of an Amendment in the Nature of a Substitute to the Provisions of H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (or "Savers") Act of 2015.

    Description of an Amendment in the Nature of a Substitute to the Provisions of H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (or "Savers") Act of...

    Published 2016
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via ProQuest): CIS 2016-J862-8
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  8. 8
    Investment adviser registration package

    Investment adviser registration package

    Published 1991
    Subjects:
    Government Document Microfilm Book
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  9. 9
    Investment Advisers Modernization Act of 2016 : report together with minority views (to accompany H.R. 5424) (including cost estimate of the Congressional Budget Office)

    Investment Advisers Modernization Act of 2016 : report together with minority views (to accompany H.R. 5424) (including cost estimate of the Congressional Budget Office)

    Published 2016
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Government Document Book
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  10. 10
    Retail Investor Protection Act : report together with minority views (to accompany H.R. 1090) (including cost estimate of the Congressional Budget Office)

    Retail Investor Protection Act : report together with minority views (to accompany H.R. 1090) (including cost estimate of the Congressional Budget Office)

    Published 2015
    Subjects:
    Government Document Book
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  11. 11
    Regulation of money managers mutual funds and advisers /

    Regulation of money managers mutual funds and advisers / by Frankel, Tamar, Laby, Arthut B.

    Published 2001
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    Full Text (via Vital Law)
    Electronic Continuing Resource
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  12. 12
    The regulation of money managers : mutual funds and advisers /

    The regulation of money managers : mutual funds and advisers / by Frankel, Tamar

    Published 2001
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  13. 13
    Investment management regulation /

    Investment management regulation / by Frankel, Tamar

    Published 2005
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  14. 14
    Investment Company Amendments Act of 1969 hearings before the United States Senate Committee on Banking and Currency, Ninety-First Congress, first session, on Apr. 15, 17, 18, 1969.

    Investment Company Amendments Act of 1969 hearings before the United States Senate Committee on Banking and Currency, Ninety-First Congress, first session, on Apr. 15, 17, 18, 1969...

    Published 1969
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  15. 15
    Investment management regulation /

    Investment management regulation / by Frankel, Tamar

    Published 1998
    Subjects:
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  16. 16
    SBIC Advisers Relief Act of 2015 : report (to accompany H.R. 432) (including cost estimate of the Congressional Budget Office)

    SBIC Advisers Relief Act of 2015 : report (to accompany H.R. 432) (including cost estimate of the Congressional Budget Office)

    Published 2015
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Government Document Book
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  17. 17
    Restatement, third, trusts: prudent investor rule

    Restatement, third, trusts: prudent investor rule

    Published 1987
    Subjects:
    Full Text (via HeinOnline)
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  18. 18
    Veto Message on H.J. Res. 88 : Message from the President of the United States.

    Veto Message on H.J. Res. 88 : Message from the President of the United States.

    Published 2016
    Subjects:
    Full Text (via ProQuest): CIS 2016 H340-1
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  19. 19
    Small Business Capital Access and Job Preservation Act report together with minority views (to accompany H.R. 1082) (including cost estimate of the Congressional Budget Office)

    Small Business Capital Access and Job Preservation Act report together with minority views (to accompany H.R. 1082) (including cost estimate of the Congressional Budget Office)

    Published 2011
    Subjects:
    Online Access: H.rp.112-143
    Government Document Electronic eBook
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  20. 20
    Investment adviser registration package.

    Investment adviser registration package.

    Published 1994
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.…”
    Search for the full-text version of this title in HathiTrust
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