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  1. 1
    Mutual fund litigation and insurance practice guide - index

    Mutual fund litigation and insurance practice guide - index by Larrabee, Matthew, Burns, Timothy, 1958-, Kotler, David, Barber, Eric G., Bowen, Jeff

    Published 2012
    Subjects: “…Investment advisors Malpractice United States Indexes.…”
    Law Students, Faculty, and Staff (via Lexis+)
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  2. 2
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2011
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  3. 3
    Restatement, third, trusts: prudent investor rule

    Restatement, third, trusts: prudent investor rule

    Published 1987
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  4. 4
    Mutual fund litigation and insurance practice guide

    Mutual fund litigation and insurance practice guide by Larrabee, Matthew, Burns, Timothy, 1958-, Kotler, David, Barber, Eric G., Bowen, Jeff

    Published 2012
    Subjects: “…Investment advisors Malpractice United States.…”
    Law Students, Faculty, and Staff (via Lexis+)
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  5. 5
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
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  6. 6
    Regulation of investment advisers under the Investment Advisers Act

    Regulation of investment advisers under the Investment Advisers Act by Neale, Margery K., 1959-, Gluck, Elliot J.

    Published 2014
    Subjects: “…Investment advisors Legal status, laws, etc. United States. …”
    Law Students, Faculty, and Staff (via Bloomberg Law)
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  7. 7
    ALI CLE course of study - Investment management regulations

    ALI CLE course of study - Investment management regulations

    Published 1996
    Subjects: “…Investment advisors United States Congresses.…”
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  8. 8
    ALI CLE course of study - Investment advisor regulation

    ALI CLE course of study - Investment advisor regulation

    Published 1995
    Subjects: “…Investment advisors Legal status, laws, etc. United States …”
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  9. 9
    DOL's 2016 fiduciary rule on investment advice /

    DOL's 2016 fiduciary rule on investment advice / by Topoleski, John J.

    Published 2018
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  10. 10
    Regulation of investment advisers

    Regulation of investment advisers by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
    Subjects: “…Investment advisors Legal status, laws, etc. United States. …”
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  11. 11
    Investment management compliance guide

    Investment management compliance guide by Alexander, Clifford J., Delibert, Arthur C.

    Published 1994
    Subjects: “…Investment advisors United States. http://id.loc.gov/authorities/subjects/sh97005012…”
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  12. 12
    Restatement of the law - trusts archive

    Restatement of the law - trusts archive

    Published 1994
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  13. 13
    Restatement of the law - trusts

    Restatement of the law - trusts

    Published 2018
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  14. 14
    Fund governance legal duties of investment companies directors /

    Fund governance legal duties of investment companies directors / by Robertson, Robert A., 1960-, Lewis, Hope, Hackney, James R., 1964-, Curtis, James M.

    Published 2011
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  15. 15
    Robinhood, the fintech discount broker : recent developments and concerns /

    Robinhood, the fintech discount broker : recent developments and concerns / by Shorter, Gary W.

    Published 2020
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  16. 16
    DOL's 2015 proposed fiduciary rule on investment advice /

    DOL's 2015 proposed fiduciary rule on investment advice / by Topoleski, John J.

    Published 2018
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  17. 17
    Advising private funds index

    Advising private funds index by Jordan, Nora M., 1958-, Landa, Leor, Rowland, Gregory S., Hong, Michael S.

    Published 2010
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  18. 18
    Soft dollars and other trading activities

    Soft dollars and other trading activities by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
    Subjects: “…Investment advisors Legal status, laws, etc. United States. …”
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  19. 19
    ERISA for money managers and advisors

    ERISA for money managers and advisors by Lemke, Thomas P., Lins, Gerald T.

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  20. 20
    Advising private funds a comprehensive guide to representing hedge funds, private equity funds & their advisers.

    Advising private funds a comprehensive guide to representing hedge funds, private equity funds & their advisers. by Jordan, Nora M., 1958-, Landa, Leor, Rowland, Gregory S., Hong, Michael S.

    Published 2010
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