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  1. 1
    Exchange of stock for capitalized profits

    Exchange of stock for capitalized profits by Richards, Harry Sanger, 1868-1929

    Published 1906
    Subjects: “…Securities fraud United States.…”
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  2. 2
    Federal Securities Act hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Third Congress, first session, on Mar. 31, Apr. 1, 4, 5, 1933.

    Federal Securities Act hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Third Congress, first session, on Mar. 31, Apr. 1, 4, 5, 1933.

    Published 1933
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  3. 3
    H.R. 2179, the Securities Fraud Deterrence and Investor Restitution Act of 2003 hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, June 5, 2003.

    H.R. 2179, the Securities Fraud Deterrence and Investor Restitution Act of 2003 hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises...

    Published 2003
    Subjects: “…Securities fraud United States.…”
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  4. 4
    Securities fraud liability of secondary actors

    Securities fraud liability of secondary actors by Sawtelle, Susan D.

    Published 2011
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  5. 5
    Failure of ZZZZ Best Co. hearings before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, January 27 and February 1, 1988.

    Failure of ZZZZ Best Co. hearings before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress,...

    Published 1988
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  6. 6
    Securities Investor Protection Corporation Customer Outcomes in the Madoff Liquidation Proceeding.

    Securities Investor Protection Corporation Customer Outcomes in the Madoff Liquidation Proceeding.

    Published 2012
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  7. 7
    Review of violations in the marketing of government securities hearing before the Subcommittee on Oversight of the Committee on Ways and Means, House of Representatives, One Hundred Second Congress, first session, September 26, 1991.

    Review of violations in the marketing of government securities hearing before the Subcommittee on Oversight of the Committee on Ways and Means, House of Representatives, One Hundre...

    Published 1992
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  8. 8
    Fraud in the micro-capital markets including penny stock fraud hearing before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, One Hundred Fifth Congress, first session, September 22, 1997.

    Fraud in the micro-capital markets including penny stock fraud hearing before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States S...

    Published 1997
    Subjects: “…Securities fraud United States.…”
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  9. 9
    Fraud in the micro-capital markets including penny stock fraud hearing before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, One Hundred Fifth Congress, first session, September 22, 1997.

    Fraud in the micro-capital markets including penny stock fraud hearing before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States S...

    Published 1997
    Subjects: “…Securities fraud United States.…”
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  10. 10
    Penny stock market fraud hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, August 21 and September 7, 1989.

    Penny stock market fraud hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Con...

    Published 1989
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  11. 11
    Organized crime on Wall Street hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, second session, September 13, 2000.

    Organized crime on Wall Street hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress...

    Published 2000
    Subjects: “…Securities fraud United States.…”
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  12. 12
    The Stanford Ponzi scheme lessons from protecting investors from the next securities fraud : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, May 13, 2011.

    The Stanford Ponzi scheme lessons from protecting investors from the next securities fraud : hearing before the Subcommittee on Oversight and Investigations of the Committee on Fin...

    Published 2011
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  13. 13
    The hedge fund fraud casebook

    The hedge fund fraud casebook by Johnson, Bruce, 1947 February 4-

    Published 2010
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  14. 14
    The Financial Instruments Anti-Fraud Act, S. 1009 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session ... July 17, 1996.

    The Financial Instruments Anti-Fraud Act, S. 1009 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second ses...

    Published 1996
    Subjects: “…Securities fraud United States.…”
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  15. 15
    The Financial Instruments Anti-Fraud Act, S. 1009 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session ... July 17, 1996.

    The Financial Instruments Anti-Fraud Act, S. 1009 hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second ses...

    Published 1996
    Subjects: “…Securities fraud United States.…”
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  16. 16
    Securities Investor Protection Act of 1991 hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session, on S. 1533 ... October 2, 1991.

    Securities Investor Protection Act of 1991 hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred...

    Published 1992
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  17. 17
    Commodity investment fraud II hearings before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, Ninety-eighth Congress, second session, March 19 and 21, 1984.

    Commodity investment fraud II hearings before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate, Ninety-eighth Congress, s...

    Published 1984
    Subjects: “…Securities fraud United States.…”
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  18. 18
    It's only FAIR returning money to defrauded investors : hearings before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eighth Congress, first session, February 26, 2003.

    It's only FAIR returning money to defrauded investors : hearings before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Fin...

    Published 2003
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  19. 19
    Insider trading sanctions and SEC enforcement legislation hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, first session, on H.R. 559 ... April 13, 1983.

    Insider trading sanctions and SEC enforcement legislation hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Com...

    Published 1983
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  20. 20
    Securities litigation: damages

    Securities litigation: damages by Kaufman, Michael J., 1958-

    Published 2011
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