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Showing 61 - 80 results of 219 for search '"Financial services industry Law and legislation."', query time: 0.11s Refine Results
  1. 61
    Fixing the watchdog legislative proposals to improve and enhance the Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 15, 2011.

    Fixing the watchdog legislative proposals to improve and enhance the Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Represen...

    Published 2012
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  2. 62
    Harmonizing global derivatives reform impact on U.S. competitiveness and market stability : hearing before the Subcommittee on General Farm Commodities and Risk Management of the Committee on Agriculture, House of Representatives, One Hundred Twelfth Congress, first session, May 25, 2011.

    Harmonizing global derivatives reform impact on U.S. competitiveness and market stability : hearing before the Subcommittee on General Farm Commodities and Risk Management of the C...

    Published 2011
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  3. 63
    H.R. 3951--the Financial Services Regulatory Relief Act of 2002 hearings before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, second session, March 14; April 25, 2002.

    H.R. 3951--the Financial Services Regulatory Relief Act of 2002 hearings before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Service...

    Published 2002
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  4. 64
    Financial Institutions Safety and Consumer Choice Act of 1991 (H.R. 1505) hearing before the Subcommittee on Financial Institutions Supervision, Regulation and Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Second Congress, first session, March 21, 1991.

    Financial Institutions Safety and Consumer Choice Act of 1991 (H.R. 1505) hearing before the Subcommittee on Financial Institutions Supervision, Regulation and Insurance of the Com...

    Published 1991
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  5. 65
    Financial Institutions Safety and Consumer Choice Act of 1991 hearing before the Committee on Agriculture, House of Representatives, One Hundred Second Congress, first session, on H.R. 6, September 11, 1991.

    Financial Institutions Safety and Consumer Choice Act of 1991 hearing before the Committee on Agriculture, House of Representatives, One Hundred Second Congress, first session, on...

    Published 1991
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  6. 66
    Financial services restructuring hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, including H.R. 797, a bill to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, April 11, June 20, July 10 and 31, August 1, and September 13, 1991.

    Financial services restructuring hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred S...

    Published 1992
    Subjects: “…Financial services industry Law and legislation United States.…”
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  7. 67
    To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption report together with minority views (to accompany H.R. 1573) (including cost estimate of the Congressional Budget Office)

    To facilitate implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption report toge...

    Published 2011
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    Online Access: H.rp.112-109/1
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  8. 68
    Harmonizing global derivatives reform impact on U.S. competitiveness and market stability : hearing before the Subcommittee on General Farm Commodities and Risk Management of the Committee on Agriculture, House of Representatives, One Hundred Twelfth Congress, first session, May 25, 2011.

    Harmonizing global derivatives reform impact on U.S. competitiveness and market stability : hearing before the Subcommittee on General Farm Commodities and Risk Management of the C...

    Published 2011
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  9. 69
    Legislative proposals to promote job creation, capital formation, and market certainty hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, March 16, 2011.

    Legislative proposals to promote job creation, capital formation, and market certainty hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of th...

    Published 2011
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  10. 70
    April 10 Subcommittee on Financial Institutions and Consumer Credit Hearing on "Examining Credit Union Regulatory Burdens"

    April 10 Subcommittee on Financial Institutions and Consumer Credit Hearing on "Examining Credit Union Regulatory Burdens"

    Published 2013
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    Full Text (via ProQuest): CIS 2013 H372-12
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  11. 71
    Tax and Debt Management Aspects of H.R. 1505 (The Financial Institutions Safety and Consumer Choice Act of 1991) Scheduled for a Hearing /

    Tax and Debt Management Aspects of H.R. 1505 (The Financial Institutions Safety and Consumer Choice Act of 1991) Scheduled for a Hearing /

    Published 1991
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  12. 72
    Investor protection in Europe corporate law making, the MiFID and beyond /

    Investor protection in Europe corporate law making, the MiFID and beyond /

    Published 2006
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  13. 73
    Investor protection in Europe corporate law making, the MiFID and beyond /

    Investor protection in Europe corporate law making, the MiFID and beyond /

    Published 2006
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  14. 74
    Capital Markets Law and Compliance : the Implications of MiFID /

    Capital Markets Law and Compliance : the Implications of MiFID / by Nelson, Paul

    Published 2008
    Subjects: “…Financial services industry Law and legislation Great Britain.…”
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  15. 75
    Compliance and enforcement

    Compliance and enforcement

    Subjects: “…Financial services industry Law and legislation United States. http://id.…”
    Law Students, Faculty, and Staff (via Westlaw)
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  16. 76
    Federal Reserve Board and Treasury Department rule proposal hearing before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, May 2, 2001.

    Federal Reserve Board and Treasury Department rule proposal hearing before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Financial Services, U....

    Published 2001
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  17. 77
    Fair trade in financial services hearing before the Subcommittee on Economic Stabilization of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Second Congress, first session, April 24, 1991.

    Fair trade in financial services hearing before the Subcommittee on Economic Stabilization of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hu...

    Published 1991
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  18. 78
    Competitive implications of the Financial Institutions Safety and Consumer Choice Act of 1991 hearing before the Subcommittee on Economic and Commercial Law of the Committee on the Judiciary, House of Representatives, One Hundred Second Congress, first session, on H.R. 6 ... September 17, 1991.

    Competitive implications of the Financial Institutions Safety and Consumer Choice Act of 1991 hearing before the Subcommittee on Economic and Commercial Law of the Committee on the...

    Published 1992
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  19. 79
    The compliance revolution how compliance needs to change to survive /

    The compliance revolution how compliance needs to change to survive / by Jackman, David, 1960-

    Published 2015
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  20. 80
    A history of financial technology and regulation : from American incorporation to cryptocurrency and crowdfunding /

    A history of financial technology and regulation : from American incorporation to cryptocurrency and crowdfunding / by Oranburg, Seth C., 1983-

    Published 2022
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