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Showing 21 - 40 results of 219 for search '"Financial services industry Law and legislation."', query time: 0.09s Refine Results
  1. 21
    Enforcing consumer and capital market law. The diesel emissions scandal

    Enforcing consumer and capital market law. The diesel emissions scandal

    Published 2020
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  2. 22
    Financial Regulation Industry Trends Continue To Challenge the Federal Regulatory Structure.

    Financial Regulation Industry Trends Continue To Challenge the Federal Regulatory Structure.

    Published 2007
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  3. 23
    April 16, 2013 Subcommittee on Financial Institutions and Consumer Credit Hearing on "Examining Community Bank Regulatory Burdens"

    April 16, 2013 Subcommittee on Financial Institutions and Consumer Credit Hearing on "Examining Community Bank Regulatory Burdens"

    Published 2013
    Subjects:
    Full Text (via ProQuest): CIS 2013 H372-16
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  4. 24
    April 16, 2013, Subcommittee on Oversight and Investigations Hearing Entitled "Who Is Too Big To Fail: Does Dodd-Frank Authorize the Government To Break Up Financial Institutions?"

    April 16, 2013, Subcommittee on Oversight and Investigations Hearing Entitled "Who Is Too Big To Fail: Does Dodd-Frank Authorize the Government To Break Up Financial Institutions?"

    Published 2013
    Subjects:
    Full Text (via ProQuest): CIS 2013 H372-19
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  5. 25
    Providing for consideration of the bill (H.R. 1315) to amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to strengthen the review authority of the Financial Stability Oversight Council of regulations issued by the Bureau of Consumer Financial Protection, and for other purposes (to accompany H. Res. 358)

    Providing for consideration of the bill (H.R. 1315) to amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to strengthen the review authority of the Financial Stabi...

    Published 2011
    Subjects:
    Online Access: H.rp.112-172
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  6. 26
    Financial regulation and supervision a post-crisis analysis /

    Financial regulation and supervision a post-crisis analysis /

    Published 2012
    Subjects: “…Financial services industry Law and legislation. http://id.loc.gov/authorities/subjects/sh2006003112…”
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  7. 27
    Fixing the watchdog legislative proposals to improve and enhance the Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 15, 2011.

    Fixing the watchdog legislative proposals to improve and enhance the Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Represen...

    Published 2012
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  8. 28
    The Future of Financial Regulation : Who Should Pay for the Failure of American and European Banks? /

    The Future of Financial Regulation : Who Should Pay for the Failure of American and European Banks? / by Lybeck, Johan A.

    Published 2016
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  9. 29
    Essential strategies for financial services compliance /

    Essential strategies for financial services compliance / by Mills, Annie

    Published 2008
    Subjects: “…Financial services industry Law and legislation Great Britain.…”
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  10. 30
    Bank regulation, risk management, and compliance : theory, practice, and key problem areas /

    Bank regulation, risk management, and compliance : theory, practice, and key problem areas / by Dill, Alexander, 1953-

    Published 2020
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  11. 31
    The Bank Recovery and Resolution Directive : Europe's Solution for "Too Big To Fail"? /

    The Bank Recovery and Resolution Directive : Europe's Solution for "Too Big To Fail"? /

    Published 2013
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  12. 32
    FinTech and SupTech in China /

    FinTech and SupTech in China / by Zhao, Dawei, Yuan, Jia, Chen, Wei

    Published 2023
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  13. 33
    April 24, 2013, Monetary Policy and Trade Subcommittee Hearing on "Evaluating U.S. Contributions to the International Monetary Fund"

    April 24, 2013, Monetary Policy and Trade Subcommittee Hearing on "Evaluating U.S. Contributions to the International Monetary Fund"

    Published 2013
    Subjects:
    Full Text (via ProQuest): CIS 2013 H372-15
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  14. 34
    Governance of Global Financial Markets : the Law, the Economics, the Politics /

    Governance of Global Financial Markets : the Law, the Economics, the Politics / by Avgouleas, Emilios

    Published 2012
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  15. 35
    An overview of diversity trends in the financial services industry hearing before the Subcommittee on Diversity and Inclusion of the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, February 27, 2019.

    An overview of diversity trends in the financial services industry hearing before the Subcommittee on Diversity and Inclusion of the Committee on Financial Services, U.S. House of...

    Published 2019
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    Full Text (via HeinOnline)
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  16. 36
    April 17, 2013, Oversight and Investigations Subcommittee Hearing Entitled "Examining the SEC's Failure To Implement the JOBS Act and Its Impact on Economic Growth"

    April 17, 2013, Oversight and Investigations Subcommittee Hearing Entitled "Examining the SEC's Failure To Implement the JOBS Act and Its Impact on Economic Growth"

    Published 2013
    Subjects:
    Full Text (via ProQuest): CIS 2013 H372-17
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  17. 37
    Building responsive and responsible financial regulators in the aftermath of the global financial crisis /

    Building responsive and responsible financial regulators in the aftermath of the global financial crisis /

    Published 2015
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  18. 38
    Financial services law and compliance in Australia /

    Financial services law and compliance in Australia / by Pearson, Gail

    Published 2009
    Subjects: “…Financial services industry Law and legislation Australia.…”
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  19. 39
    The Impact of Dodd-Frank's Home Mortgage Reforms Consumer and Market Perspectives.

    The Impact of Dodd-Frank's Home Mortgage Reforms Consumer and Market Perspectives.

    Published 2012
    Subjects:
    Full Text (via ProQuest): CIS 2013-H371-22
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  20. 40
    Financial inclusion regulatory practices in SADC : addressing prospects and challenges in the 21st century /

    Financial inclusion regulatory practices in SADC : addressing prospects and challenges in the 21st century /

    Published 2023
    Subjects: “…Financial services industry Law and legislation Africa, Southern.…”
    Full Text (via Taylor & Francis)
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