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  1. 1
    Regulation of financial planners.

    Regulation of financial planners. by Lemke, Thomas P., Lins, Gerald T.

    Published 2022
    “…Lemke, Thomas P. Regulation of financial planners.…”
    Serial
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  2. 2
    Financial regulation : why, how, and where now? /

    Financial regulation : why, how, and where now? /

    Published 1998
    Full Text (via Taylor & Francis)
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  3. 3
    Financial regulation : why, how and where now? /

    Financial regulation : why, how and where now? /

    Published 1998
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  4. 4
    Financial regulation recent crisis reaffirms the need to overhaul the U.S. regulatory system : testimony before the Committee on Banking, Housing, and Urban Affairs, U.S. Senate /

    Financial regulation recent crisis reaffirms the need... by Hillman, Richard J.

    Published 2009
    Government Document Electronic eBook
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  5. 5
    Financial regulation : industry trends continue to challenge the federal regulatory structure : report to congressional requesters /

    Financial regulation : industry trends continue to challenge the federal regulatory structure : report to congressional requesters /

    Published 2007
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  6. 6
    Financial regulation : review of regulators' oversight of risk management systems at a limited number of large, complex financial institutions : testimony before the Subcommittee on Securities, Insurance, and Investments, Committee on Banking, Housing, and Urban Affairs, U.S. Senate /

    Financial regulation : review of regulators' oversight... by Williams, Orice M.

    Published 2009
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  7. 7
    Financial regulations

    Financial regulations

    Published 1934
    Full Text (via LLMC)
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  8. 8
    Financial regulation modernization of the Financial Services Regulatory System.

    Financial regulation modernization of the Financial Services Regulatory System. by Bothwell, James L. (James Lewis)

    Published 1995
    Government Document Microfilm Book
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  9. 9
    Financial regulation : why, how and where now? /

    Financial regulation : why, how and where now? /

    Published 1998
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  10. 10
    Financial products : taxation, regulation, and design /

    Financial products : taxation, regulation, and design / by Kramer, Andrea S.

    Published 1991
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  11. 11
    Regulation of financial transactions

    Regulation of financial transactions

    “…Practical law : financial services: regulation of financial transactions…”
    Law Students, Faculty, and Staff (via Westlaw)
    Electronic Website
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  12. 12
    Regulation of financial institutions

    Regulation of financial institutions

    “…Practical law : financial services: regulation of financial institutions…”
    Law Students, Faculty, and Staff (via Westlaw)
    Electronic Website
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  13. 13
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
    Law Students, Faculty, and Staff (via Westlaw)
    Electronic Website
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  14. 14
    Strategies of financial regulation divergent approaches in conduct of business regulation of mis-selling in the UK and South Korea /

    Strategies of financial regulation divergent approaches in conduct of business regulation of mis-selling in the UK and South Korea / by Kim, Junghoon

    Published 2020
    Full Text (via Springer)
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  15. 15
    Regulation of financial services /

    Regulation of financial services /

    Published 2013
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  16. 16
    Issues in financial regulation /

    Issues in financial regulation /

    Published 1979
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  17. 17
    Principles of financial regulation /

    Principles of financial regulation / by Armour, John

    Published 2016
    Full Text (via Oxford Scholarship Online)
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  18. 18
    The future of financial regulation /

    The future of financial regulation /

    Published 2010
    “…Introduction : the future of financial regulation /…”
    Full Text (via ProQuest)
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  19. 19
    Financial regulation in Africa an assessment of financial integration arrangements in African emerging and frontier markets /

    Financial regulation in Africa an assessment of financial integration arrangements in African emerging and frontier markets / by Salami, Iwa

    Published 2016
    Full Text (via Taylor & Francis)
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  20. 20
    Financial regulation and technology a legal and compliance guide /

    Financial regulation and technology a legal and compliance guide / by Sheridan, Iain

    Published 2022
    Full Text (via Elgar)
    Electronic eBook
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