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Showing 1 - 20 results of 41 for search '"Investment advisors Legal status, laws, etc. United States."', query time: 0.06s Refine Results
  1. 1
    Regulation of investment advisers

    Regulation of investment advisers by Lemke, Thomas P., Lins, Gerald T.

    Published 2011
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  2. 2
    The regulation of money managers : the Investment Company Act and the Investment Advisers Act /

    The regulation of money managers : the Investment Company Act and the Investment Advisers Act / by Frankel, Tamar

    Published 1978
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  3. 3
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2011
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  4. 4
    Regulation of financial planners /

    Regulation of financial planners / by Moriarty, John P.

    Published 1991
    Subjects: “…Investment advisors Legal status, laws, etc. United States States.…”
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  5. 5
    Investment adviser registration package

    Investment adviser registration package

    Published 1991
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Government Document Microfilm Book
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  6. 6
    Regulation of money managers mutual funds and advisers /

    Regulation of money managers mutual funds and advisers / by Frankel, Tamar, Laby, Arthut B.

    Published 2001
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via Vital Law)
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  7. 7
    The regulation of money managers : mutual funds and advisers /

    The regulation of money managers : mutual funds and advisers / by Frankel, Tamar

    Published 2001
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  8. 8
    Investment management regulation /

    Investment management regulation / by Frankel, Tamar

    Published 2005
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  9. 9
    Investment management regulation /

    Investment management regulation / by Frankel, Tamar

    Published 1998
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  10. 10
    Restatement, third, trusts: prudent investor rule

    Restatement, third, trusts: prudent investor rule

    Published 1987
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via HeinOnline)
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  11. 11
    Regulation of financial planners.

    Regulation of financial planners. by Lemke, Thomas P., Lins, Gerald T.

    Published 2022
    Subjects: “…Investment advisors Legal status, laws, etc. United States States.…”
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  12. 12
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
    Subjects: “…Investment advisors Legal status, laws, etc. United States States.…”
    Law Students, Faculty, and Staff (via Westlaw)
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  13. 13
    ALI CLE course of study - Investment advisor regulation

    ALI CLE course of study - Investment advisor regulation

    Published 1995
    Subjects: “…Investment advisors Legal status, laws, etc. United States Congresses.…”
    Law Students, Faculty, and Staff (via Lexis+)
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  14. 14
    Investment adviser regulation in a nutshell

    Investment adviser regulation in a nutshell by Haas, Jeffrey J., Howard, Steven R., J.D

    Published 2008
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via West Academic)
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  15. 15
    The regulation of money managers : mutual funds and advisers /

    The regulation of money managers : mutual funds and advisers / by Frankel, Tamar, Laby, Arthur B.

    Published 2015
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Continuing Resource
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  16. 16
    Regulation of investment advisers /

    Regulation of investment advisers / by Lemke, Thomas P.

    Published 1991
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882…”
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  17. 17
    Regulation of investment advisers

    Regulation of investment advisers by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882…”
    Law Students, Faculty, and Staff (via Westlaw)
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  18. 18
    Restatement of the law - trusts archive

    Restatement of the law - trusts archive

    Published 1994
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882…”
    Law Students, Faculty, and Staff (via Westlaw)
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  19. 19
    Restatement of the law - trusts

    Restatement of the law - trusts

    Published 2018
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882…”
    Law Students, Faculty, and Staff (via Westlaw)
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  20. 20
    Mutual fund litigation and insurance practice guide - index

    Mutual fund litigation and insurance practice guide - index by Larrabee, Matthew, Burns, Timothy, 1958-, Kotler, David, Barber, Eric G., Bowen, Jeff

    Published 2012
    Subjects: “…Investment advisors Legal status, laws, etc. United States Indexes.…”
    Law Students, Faculty, and Staff (via Lexis+)
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