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  1. 1
    NASD manual : official publication of the National Association of Securities Dealers, Inc.

    NASD manual : official publication of the National Association of Securities Dealers, Inc.

    Published 1983
    Subjects: “…Brokers United States Directories.…”
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  2. 2
    An essay on brokers and factors, or commission merchants including a commentary on the Factors' Act /

    An essay on brokers and factors, or commission merchants including a commentary on the Factors' Act / by Edwards, Isaac, -1879

    Published 1870
    Subjects: “…Brokers United States.…”
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  3. 3
    A treatise on the law of agency, including special classes of agents, attorneys, brokers and factors, auctioneers, masters of vessels, etc., etc.,

    A treatise on the law of agency, including special classes of agents, attorneys, brokers and factors, auctioneers, masters of vessels, etc., etc., by Clark, William Lawrence, 1863-1918

    Published 1905
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  4. 4
    Richard J. Capron et al., appellants, against John B. Thompson, impleaded, &c., respondent

    Richard J. Capron et al., appellants, against John B. Thompson, impleaded, &c., respondent

    Published 1879
    Subjects: “…Brokers Malpractice New York (State)…”
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  5. 5
    How to comply with the new SEC rules.

    How to comply with the new SEC rules.

    Published 1965
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  6. 6
    Principles of the law of brokers a monograph.

    Principles of the law of brokers a monograph.

    Published 1899
    Subjects: “…Brokers United States.…”
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  7. 7
    The law of stockbrokers with reference to transactions for customers on the New York Stock Exchange.

    The law of stockbrokers with reference to transactions for customers on the New York Stock Exchange. by Campbell, Douglas, 1873-1950

    Published 1914
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  8. 8
    A treatise on the law of stock-brokers and stock-exchanges

    A treatise on the law of stock-brokers and stock-exchanges by Dos Passos, John R. (John Randolph), 1844-1917

    Published 1882
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  9. 9
    A treatise on the law of stock brokers.

    A treatise on the law of stock brokers. by Biddle, Arthur, 1852-1897

    Published 1882
    Subjects: “…Brokers United States.…”
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  10. 10
    Remonstrance of John Q. Eoff & Co. against the petition of a number of the citizens of the city of Wheeling, in relation to brokers and brokers' license

    Remonstrance of John Q. Eoff & Co. against the petition of a number of the citizens of the city of Wheeling, in relation to brokers and brokers' license

    Published 1849
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  11. 11
    Shipbrokers and the Law.

    Shipbrokers and the Law. by Jamieson, Andrew

    Published 2014
    Subjects: “…Ship brokers Legal status, laws, etc. England.…”
    Full Text (via Taylor & Francis)
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  12. 12
    Broker-Dealer Law and Regulation

    Broker-Dealer Law and Regulation by Fanto, James A., 1951-, Gross, Jill I., Poser, Norman S., 1928-

    Published 2017
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  13. 13
    An act laying a tax upon brokers and money changers

    An act laying a tax upon brokers and money changers

    Published 1822
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  14. 14
    Rules of the road for registered representatives : a guide to securities compliance /

    Rules of the road for registered representatives : a guide to securities compliance / by Keyes, Thomas R.

    Published 1991
    Subjects: “…Brokers Legal status, laws, etc. United States.…”
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  15. 15
    Brokerage and employment contracts spotter * system /

    Brokerage and employment contracts spotter * system / by Schwartz, Louis E. (Louis Edward), 1903-1995

    Published 1942
    Subjects: “…Brokers United States.…”
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  16. 16
    A treatise on the laws relating to factors and brokers

    A treatise on the laws relating to factors and brokers by Russell, John A. (John Archibald), 1816-1899

    Published 1844
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  17. 17
    The law of stockbrokers : including the law relating to transactions for customers on the New York stock exchange.

    The law of stockbrokers : including the law relating to transactions for customers on the New York stock exchange. by Campbell, Douglas, 1873-1950

    Published 1922
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  18. 18
    Impact of foreign competition on U.S. small business in customs brokerage, ocean and air freight forwarding : hearings before the Subcommittee on Commodities and Services of the Committee on Small Business, House of Representatives, Ninety-fourth Congress, first session. Washington, March 24 and 25, 1975.

    Impact of foreign competition on U.S. small business in customs brokerage, ocean and air freight forwarding : hearings before the Subcommittee on Commodities and Services of the Co...

    Published 1975
    Subjects: “…Customhouse brokers United States.…”
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    Government Document Book
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  19. 19
    NASAA reports /

    NASAA reports /

    Published 1986
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  20. 20
    Conference on Securities Regulation /

    Conference on Securities Regulation /

    Published 1965
    Subjects: “…Brokers United States Congresses.…”
    Conference Proceeding Book
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