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  1. 1
    Securities Operations : Update on Actions Taken To Address Day Trading Concerns.

    Securities Operations : Update on Actions Taken To Address Day Trading Concerns.

    Published 2001
    Subjects: “…Securities industry.…”
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  2. 2
    Securities Investor Protection Corporation

    Securities Investor Protection Corporation

    Published 2004
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  3. 3
    Trading around the clock global securities markets and information technology.

    Trading around the clock global securities markets and information technology.

    Published 1990
    Subjects: “…Securities.…”
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  4. 4
    Securities Investor Protection Corporation

    Securities Investor Protection Corporation

    Published 2004
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  5. 5
    Report of the Securities and Exchange Commission on Proposals for Amendments to the Securities Act of 1933 and the Securities Exchange Act of 1934

    Report of the Securities and Exchange Commission on Proposals for Amendments to the Securities Act of 1933 and the Securities Exchange Act of 1934

    Published 1941
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  6. 6
    Foreign Investment in U.S. Securities

    Foreign Investment in U.S. Securities

    Published 2011
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  7. 7
    Securities and Exchange Commission oversight of U.S. equities market clearing agencies /

    Securities and Exchange Commission oversight of U.S. equities market clearing agencies / by Williams, Orice M.

    Published 2009
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  8. 8
    Introduction to Financial Services : The Securities and Exchange Commission (SEC), CRS In Focus.

    Introduction to Financial Services : The Securities and Exchange Commission (SEC), CRS In Focus.

    Published 2021
    Subjects: “…Securities State supervision United States.…”
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  9. 9
    Introduction to Financial Services : The Securities and Exchange Commission (SEC), CRS In Focus.

    Introduction to Financial Services : The Securities and Exchange Commission (SEC), CRS In Focus.

    Published 2022
    Subjects: “…Securities Government policy United States.…”
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  10. 10
    History of National Association of Securities Dealers, Inc., Its Activities, Membership Data, Sanctions Imposed, Members Expelled, Financial Statements, Liaison and Supervision by SEC from 1936 to Nov. 30, 1958. by National Association of Securities Dealers, Inc. (Wallace H. Fulton, Executive Director)

    History of National Association of Securities Dealers, Inc., Its Activities, Membership Data, Sanctions Imposed, Members Expelled, Financial Statements, Liaison and Supervision by...

    Published 1959
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  11. 11
    Securitization news

    Securitization news

    Published 2003
    Subjects: “…Securities Periodicals.…”
    Online Access (A-Z Journals and Newspapers)
    Electronic Journal
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  12. 12
    Legislative history of securities acts amendments of 1975

    Legislative history of securities acts amendments of 1975

    Published 1975
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  13. 13
    Regulation SHO recent actions appear to have initially reduced failures to deliver, but more industry guidance is needed : report to congressional requesters.

    Regulation SHO recent actions appear to have initially reduced failures to deliver, but more industry guidance is needed : report to congressional requesters.

    Published 2009
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  14. 14
    Federal Securities Law : Insider Trading.

    Federal Securities Law : Insider Trading.

    Published 2016
    Subjects: “…Securities industry Law and legislation United States.…”
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  15. 15
    Promoting Transparent Standards for Corporate Insiders Act.

    Promoting Transparent Standards for Corporate Insiders Act.

    Published 2019
    Subjects: “…United States. Securities and Exchange Commission.…”
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  16. 16
    Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation

    Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation

    Published 2004
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  17. 17
    Securities Investor Protection Corporation Customer Outcomes in the Madoff Liquidation Proceeding.

    Securities Investor Protection Corporation Customer Outcomes in the Madoff Liquidation Proceeding.

    Published 2012
    Subjects: “…Securities Investor Protection Corporation.…”
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  18. 18
    Priority Open Recommendations : Securities and Exchange Commission.

    Priority Open Recommendations : Securities and Exchange Commission.

    Published 2019
    Subjects: “…Securities Government policy United States.…”
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  19. 19
    Priority Open Recommendations : Securities and Exchange Commission.

    Priority Open Recommendations : Securities and Exchange Commission.

    Published 2020
    Subjects: “…Securities State supervision United States.…”
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  20. 20
    Introduction to Financial Services : The Securities and Exchange Commission (SEC), CRS In Focus.

    Introduction to Financial Services : The Securities and Exchange Commission (SEC), CRS In Focus.

    Published 2020
    Subjects: “…United States. Securities and Exchange Commission.…”
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