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Showing 1 - 13 results of 13 for search '"Securities fraud"', query time: 0.04s Refine Results
  1. 1
    Securities Investor Protection Corporation Customer Outcomes in the Madoff Liquidation Proceeding.

    Securities Investor Protection Corporation Customer Outcomes in the Madoff Liquidation Proceeding.

    Published 2012
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  2. 2
    First Appellate Court Decision After Supreme Court's Halliburton II Denies Class Certification : CRS Legal Sidebar.

    First Appellate Court Decision After Supreme Court's Halliburton II Denies Class Certification : CRS Legal Sidebar.

    Published 2016
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  3. 3
    Supreme Court Allows Investor Lawsuit to Remain in State Court : CRS Legal Sidebar.

    Supreme Court Allows Investor Lawsuit to Remain in State Court : CRS Legal Sidebar.

    Published 2016
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  4. 4
    Full Committee Hearing Entitled, "Game Stopped? Who Wins and Loses When Short Sellers, Social Media, and Retail Investors Collide?"

    Full Committee Hearing Entitled, "Game Stopped? Who Wins and Loses When Short Sellers, Social Media, and Retail Investors Collide?"

    Published 2021
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  5. 5
    Continuation of EPJ Fund V. Halliburton Class Certification : Federal District Court Decision III : CRS Legal Sidebar.

    Continuation of EPJ Fund V. Halliburton Class Certification : Federal District Court Decision III : CRS Legal Sidebar.

    Published 2015
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  6. 6
    Lies and Schemes : Supreme Court Expands Securities Fraud Liability, CRS Legal Sidebar.

    Lies and Schemes : Supreme Court Expands Securities Fraud Liability, CRS Legal Sidebar.

    Published 2019
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  7. 7
    Federal Securities Law : Insider Trading.

    Federal Securities Law : Insider Trading.

    Published 2016
    Subjects: “…Securities fraud Law and legislation United States.…”
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  8. 8
    Overview of Major Federal Securities Laws : In Brief.

    Overview of Major Federal Securities Laws : In Brief.

    Published 2016
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  9. 9
    Federal Securities Law : Insider Trading.

    Federal Securities Law : Insider Trading.

    Published 2016
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  10. 10
    Securities activities of First Jersey Securities, Inc., and Robert Brennan, owner and former chairman a staff report /

    Securities activities of First Jersey Securities, Inc., and Robert Brennan, owner and former chairman a staff report /

    Published 1987
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  11. 11
    First Lawsuit Filed by A Member of the President's Residential Mortgage-Backed Securities Working Group; More Suits Likely to Follow : CRS Legal Sidebar.

    First Lawsuit Filed by A Member of the President's Residential Mortgage-Backed Securities Working Group; More Suits Likely to Follow : CRS Legal Sidebar.

    Published 2012
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  12. 12
    SEC and CFTC penalties continued progress made in collection efforts, but greater SEC management attention is needed : report to Congressional Requesters /

    SEC and CFTC penalties continued progress made in collection efforts, but greater SEC management attention is needed : report to Congressional Requesters /

    Published 2005
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  13. 13
    Federal Securities Act hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Third Congress, first session, on Mar. 31, Apr. 1, 4, 5, 1933.

    Federal Securities Act hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Third Congress, first session, on Mar. 31, Apr. 1, 4, 5, 1933.

    Published 1933
    Subjects:
    Government Document Microfilm Book
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