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Showing 1 - 16 results of 16 for search '"Investment advisors"', query time: 0.09s Refine Results
  1. 1
    Description of H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (or "Savers") Act of 2015 : Scheduled for Markup by the House Committee on Ways and Means on February 3, 2016.

    Description of H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (or "Savers") Act of 2015 : Scheduled for Markup by the House Committee on Ways and...

    Published 2016
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via ProQuest): CIS 2016-H782-1
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  2. 2
    Description of an Amendment in the Nature of a Substitute to the Provisions of H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (or "Savers") Act of 2015.

    Description of an Amendment in the Nature of a Substitute to the Provisions of H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (or "Savers") Act of...

    Published 2016
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Full Text (via ProQuest): CIS 2016-J862-8
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  3. 3
    The SEC's Best Interest Proposal for Advice Given by Broker-Dealers, CRS In Focus.

    The SEC's Best Interest Proposal for Advice Given by Broker-Dealers, CRS In Focus.

    Published 2019
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  4. 4
    DOL's 2016 Fiduciary Rule on Investment Advice : CRS In Focus.

    DOL's 2016 Fiduciary Rule on Investment Advice : CRS In Focus.

    Published 2017
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  5. 5
    Labor Department Issues Final Rule on Fiduciaries and Investment Advice : CRS Legal Sidebar.

    Labor Department Issues Final Rule on Fiduciaries and Investment Advice : CRS Legal Sidebar.

    Published 2016
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  6. 6
    Regulation Best Interest (Reg BI) : The SEC's Rule for Broker-Dealers.

    Regulation Best Interest (Reg BI) : The SEC's Rule for Broker-Dealers.

    Published 2019
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  7. 7
    Investment advisers act amendments of 1976 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976.

    Investment advisers act amendments of 1976 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourt...

    Published 1976
    Subjects: “…Investment advisors Legal status, laws, etc. United States. …”
    Government Document Microfilm Book
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  8. 8
    Investment advisers act amendments of 1976 report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2849 together with minority and additional views, May 20, 1976.

    Investment advisers act amendments of 1976 report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2849 together with minority and add...

    Published 1976
    Subjects: “…Investment advisors Legal status, laws, etc. United States. …”
    Government Document Microfilm Book
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  9. 9
    Affordable Retirement Advice for Savers Act : Fact Sheet.

    Affordable Retirement Advice for Savers Act : Fact Sheet.

    Published 2017
    Subjects:
    Online Access: CIS 2017-H342-7
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  10. 10
    Affordable Retirement Advice for Savers Act : Bill Summary.

    Affordable Retirement Advice for Savers Act : Bill Summary.

    Published 2017
    Subjects:
    Online Access: CIS 2017-H342-8
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  11. 11
    Investment Advisers Requirements and Costs Associated with the Custody Rule.

    Investment Advisers Requirements and Costs Associated with the Custody Rule.

    Published 2013
    Subjects:
    Full Text (via ProQuest): CIS 2013 J942-300
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  12. 12
    Present law and analysis relating to tax treatment of partnership carried interests and related issues scheduled for a public hearing before the House Committee on Ways and Means on September 6, 2007 /

    Present law and analysis relating to tax treatment of partnership carried interests and related issues scheduled for a public hearing before the House Committee on Ways and Means o...

    Published 2007
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  13. 13
    The Labor Department's Fiduciary Rule : How a Flawed Process Could Hurt Retirement Savers.

    The Labor Department's Fiduciary Rule : How a Flawed Process Could Hurt Retirement Savers.

    Published 2016
    Subjects:
    Full Text (via ProQuest): CIS 2016-S482-14
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  14. 14
    Department of Labor's 2016 Fiduciary Rule : Background and Issues.

    Department of Labor's 2016 Fiduciary Rule : Background and Issues.

    Published 2017
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  15. 15
    July 13, 2017 Subcommittee on Capital Markets, Securities, and Investment Enterprises Hearing Entitled "Impact of the DOL Fiduciary Rule on the Capital Markets"

    July 13, 2017 Subcommittee on Capital Markets, Securities, and Investment Enterprises Hearing Entitled "Impact of the DOL Fiduciary Rule on the Capital Markets"

    Published 2017
    Subjects:
    Online Access: CIS 2017-H372-26
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  16. 16
    Chamber of Commerce and Others Challenge New Fiduciary Rule : CRS Legal Sidebar.

    Chamber of Commerce and Others Challenge New Fiduciary Rule : CRS Legal Sidebar.

    Published 2016
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