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  1. 1
    A treatise on the law of stock-brokers and stock-exchanges

    A treatise on the law of stock-brokers and stock-exchanges by Dos Passos, John R. (John Randolph), 1844-1917

    Published 1968
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  2. 2
    A treatise on the law of stock-brokers and stock-exchanges

    A treatise on the law of stock-brokers and stock-exchanges by Dos Passos, John R. (John Randolph), 1844-1917

    Published 1905
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  3. 3
    Broker-dealer regulation in a nutshell

    Broker-dealer regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2011
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  4. 4
    Reasons and objections against such part of the bill now depending inthe House of Commons relating to brokers, as concerns the publick funds and stocks.

    Reasons and objections against such part of the bill now depending inthe House of Commons relating to brokers, as concerns the publick funds and stocks.

    Published 1731
    Subjects: “…Stockbrokers Legal status, laws, etc. Great Britain.…”
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  5. 5
    Regulation of over-the-counter markets report (to accompany S. 3255)

    Regulation of over-the-counter markets report (to accompany S. 3255)

    Published 1938
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  6. 6
    Base des réclamations des agens de change de Lyon : auprès de l'Assemblée nationale.

    Base des réclamations des agens de change de Lyon : auprès de l'Assemblée nationale.

    Published 1791
    Subjects: “…Stockbrokers Legal status, laws, etc. France.…”
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  7. 7
    The law of securities regulation

    The law of securities regulation by Hazen, Thomas Lee, 1947-

    Published 2021
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  8. 8
    Securities regulation in a nutshell

    Securities regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2021
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  9. 9
    Broker-Dealer Law and Regulation

    Broker-Dealer Law and Regulation by Fanto, James A., 1951-, Gross, Jill I., Poser, Norman S., 1928-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via Vital Law)
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  10. 10
    Rules Committee Print 113-23: H.R. 2374, Retail Investor Protection Act.

    Rules Committee Print 113-23: H.R. 2374, Retail Investor Protection Act.

    Published 2013
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    Full Text (via ProQuest): CIS 2013 H682-27
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  11. 11
    Règlement que Sa Majesté veut & entend être gardé & observé par les agens de change de la ville de Paris, & par les courtiers qui sont ou seront admis à suivre la bourse : du 5 septembre 1784 /

    Règlement que Sa Majesté veut & entend être gardé & observé par les agens de change de la ville de Paris, & par les courtiers qui sont ou seront admis à suivre la bourse : du 5 sep...

    Published 1784
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  12. 12
    Broker-dealer regulation in a nutshell

    Broker-dealer regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  13. 13
    A treatise on the law of stock brokers

    A treatise on the law of stock brokers by Biddle, Arthur, 1852-1897, Biddle, George, 1843-1886

    Published 1882
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  14. 14
    Broker-dealer regulation in a nutshell

    Broker-dealer regulation in a nutshell by Hazen, Thomas Lee, 1947-

    Published 2021
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
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  15. 15
    Providing for Consideration of the Bill (H.R. 477) To Amend the Securities Exchange Act of 1934 To Exempt from Registration Brokers Performing Services in Connection with the Transfer of Ownership of Smaller Privately Held Companies; : Providing for Consideration of the Bill (H.R. 3971) To Amend the Truth in Lending Act and the Real Estate Settlement Procedures Act of 1974 To Modify the Requirements for Community Financial Institutions with Respect to Certain Rules Relating to Mortgage Loans, and for Other Purposes; and Providing for Consideration of the Joint Resolution (H.J. Res. 123) Making Further Continuing Appropriations for Fiscal Year 2018.

    Providing for Consideration of the Bill (H.R. 477) To Amend the Securities Exchange Act of 1934 To Exempt from Registration Brokers Performing Services in Connection with the Trans...

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Full Text (via ProQuest): H.rp.115-443
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  16. 16
    Broker-dealer regulation ALI-ABA course of study materials /

    Broker-dealer regulation ALI-ABA course of study materials /

    Published 1986
    Subjects: “…Stockbrokers Legal status, laws, etc. United States. http://id.loc.…”
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  17. 17
    Regulation of Over-the-Counter Markets hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Fifth Congress, third session, on Apr. 11, 1938.

    Regulation of Over-the-Counter Markets hearings before the United States House Committee on Interstate and Foreign Commerce, Seventy-Fifth Congress, third session, on Apr. 11, 1938...

    Published 1938
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  18. 18
    The International Securities Enforcement Cooperation Act of 1988 hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, second session, on S. 2544 ... June 29, 1988.

    The International Securities Enforcement Cooperation Act of 1988 hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United State...

    Published 1989
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  19. 19
    Merger and Acquisition Brokers : Overview and Proposals for Relief, CRS In Focus.

    Merger and Acquisition Brokers : Overview and Proposals for Relief, CRS In Focus.

    Published 2018
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  20. 20
    Broker-Dealer License Fees hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Commerce and Finance, Eighty-Sixth Congress, second session, on June 6, 1960.

    Broker-Dealer License Fees hearings before the United States House Committee on Interstate and Foreign Commerce, Subcommittee on Commerce and Finance, Eighty-Sixth Congress, second...

    Published 1960
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