Suggested Topics within your search.
Showing 1 - 20 results of 39 for search '"Stockbrokers"', query time: 0.05s Refine Results
  1. 1
    Special study of securities markets, reports.

    Special study of securities markets, reports.

    Published 1963
    Subjects:
    Journal
    Save to List
    Saved in:
  2. 2
    Wall Street

    Wall Street

    Published 2000
    Subjects: “…Stockbrokers Drama.…”
    Video DVD
    Save to List
    Saved in:
  3. 3
    Broker-dealer regulation in a nutshell /

    Broker-dealer regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published 2003
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Book
    Save to List
    Saved in:
  4. 4
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-

    Published 2007
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Book
    Save to List
    Saved in:
  5. 5
    Broker-dealer regulation /

    Broker-dealer regulation / by Lipton, David A., 1945-

    Published 1988
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Book
    Save to List
    Saved in:
  6. 6
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-

    Published 2000
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Book
    Save to List
    Saved in:
  7. 7
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-, Gross, Jill I., Fanto, James A., 1951-

    Published 2019
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Book
    Save to List
    Saved in:
  8. 8
    Broker-dealer law and regulation /

    Broker-dealer law and regulation / by Poser, Norman S., 1928-

    Published 1997
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Book
    Save to List
    Saved in:
  9. 9
    Broker-dealer law and regulation : private rights of action /

    Broker-dealer law and regulation : private rights of action / by Poser, Norman S., 1928-

    Published 1995
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Book
    Save to List
    Saved in:
  10. 10
    Broker-dealer regulation : ALI-ABA course of study materials /

    Broker-dealer regulation : ALI-ABA course of study materials /

    Published 1985
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Book
    Save to List
    Saved in:
  11. 11
    Securities markets actions needed to better protect investors against unscrupulous brokers : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives /

    Securities markets actions needed to better protect investors against unscrupulous brokers : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, Ge... by Bothwell, James L. (James Lewis)

    Published 1994
    Subjects: “…Stockbrokers United States Discipline.…”
    Government Document Microfilm Book
    Save to List
    Saved in:
  12. 12
    Broker-dealer litigation ... annual survey.

    Broker-dealer litigation ... annual survey.

    Subjects: “…Stockbrokers Legal status, laws, etc. United States Digests.…”
    Serial
    Save to List
    Saved in:
  13. 13
    SEC study on the financing and regulatory capital needs of the securities industry.

    SEC study on the financing and regulatory capital needs of the securities industry.

    Published 1985
    Subjects:
    Book
    Save to List
    Saved in:
  14. 14
    Securities credit transactions review of regulation T, credit by brokers and dealers /

    Securities credit transactions review of regulation T, credit by brokers and dealers /

    Published 1996
    Subjects:
    Government Document Microfilm Book
    Save to List
    Saved in:
  15. 15
    Broker-dealer regulation in a nutshell /

    Broker-dealer regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published 2017
    Subjects: “…Stockbrokers Legal status, laws, etc. United States.…”
    Book
    Save to List
    Saved in:
  16. 16
    Flash boys : a Wall Street revolt /

    Flash boys : a Wall Street revolt / by Lewis, Michael (Michael M.)

    Published 2014
    Subjects: “…Stockbrokers United States.…”
    Book
    Save to List
    Saved in:
  17. 17
    International securities regulation : London's "big bang" and the European securities markets /

    International securities regulation : London's "big bang" and the European securities markets / by Poser, Norman S., 1928-

    Published 1991
    Subjects:
    Book
    Save to List
    Saved in:
  18. 18
    Hazen & Ratner, broker dealer regulation : cases and materials /

    Hazen & Ratner, broker dealer regulation : cases and materials / by Hazen, Thomas Lee, 1947-

    Published 2003
    Subjects: “…Stockbrokers Legal status, laws, etc. United States Cases.…”
    Book
    Save to List
    Saved in:
  19. 19
    Highly confident : the crime and punishment of Michael Milken /

    Highly confident : the crime and punishment of Michael Milken / by Kornbluth, Jesse

    Published 1992
    Subjects:
    Book
    Save to List
    Saved in:
  20. 20
    Investor's rights handbook : stocks, bonds, mutual funds, other securities investments /

    Investor's rights handbook : stocks, bonds, mutual funds, other securities investments / by Soderquist, Larry D., 1944-2005

    Published 1993
    Subjects:
    Book
    Save to List
    Saved in:
Search Tools: RSS Feed – Save Search