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Showing 1 - 10 results of 10 for search '"Investment advisors Legal status, laws, etc. United States."', query time: 0.04s Refine Results
  1. 1
    The regulation of money managers : the Investment Company Act and the Investment Advisers Act /

    The regulation of money managers : the Investment Company Act and the Investment Advisers Act / by Frankel, Tamar

    Published 1978
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Book
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  2. 2
    Regulation of financial planners /

    Regulation of financial planners / by Moriarty, John P.

    Published 1991
    Subjects: “…Investment advisors Legal status, laws, etc. United States States.…”
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  3. 3
    Investment adviser registration package

    Investment adviser registration package

    Published 1991
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Government Document Microfilm Book
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  4. 4
    The regulation of money managers : mutual funds and advisers /

    The regulation of money managers : mutual funds and advisers / by Frankel, Tamar

    Published 2001
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  5. 5
    Investment management regulation /

    Investment management regulation / by Frankel, Tamar

    Published 2005
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  6. 6
    Investment management regulation /

    Investment management regulation / by Frankel, Tamar

    Published 1998
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
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  7. 7
    Regulation of financial planners.

    Regulation of financial planners. by Lemke, Thomas P., Lins, Gerald T.

    Published 2022
    Subjects: “…Investment advisors Legal status, laws, etc. United States States.…”
    Serial
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  8. 8
    The regulation of money managers : mutual funds and advisers /

    The regulation of money managers : mutual funds and advisers / by Frankel, Tamar, Laby, Arthur B.

    Published 2015
    Subjects: “…Investment advisors Legal status, laws, etc. United States.…”
    Continuing Resource
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  9. 9
    Regulation of investment advisers /

    Regulation of investment advisers / by Lemke, Thomas P.

    Published 1991
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882…”
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  10. 10
    Investment adviser regulation in a nutshell /

    Investment adviser regulation in a nutshell / by Haas, Jeffrey J.

    Published 2008
    Subjects: “…Investment advisors Legal status, laws, etc. United States. http://id.loc.gov/authorities/subjects/sh2008104882…”
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