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  1. 1
    Securities and Exchange Commission oversight of U.S. equities market clearing agencies /

    Securities and Exchange Commission oversight of U.S. equities market clearing agencies / by Williams, Orice M.

    Published 2009
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  2. 2
    Securities and Exchange Commission oversight of U.S. equities market clearing agencies /

    Securities and Exchange Commission oversight of U.S. equities market clearing agencies / by Williams, Orice M.

    Published 2009
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  3. 3
    Securities markets decimal pricing has contributed to lower trading costs and a more challenging trading environment : report to congressional requesters.

    Securities markets decimal pricing has contributed to lower trading costs and a more challenging trading environment : report to congressional requesters.

    Published 2005
    Subjects: “…Securities Prices United States.…”
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  4. 4
    Regulation SHO recent actions appear to have initially reduced failures to deliver, but more industry guidance is needed : report to congressional requesters.

    Regulation SHO recent actions appear to have initially reduced failures to deliver, but more industry guidance is needed : report to congressional requesters.

    Published 2009
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  5. 5
    Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation

    Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation

    Published 2004
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  6. 6
    Securities Investor Protection Corporation Customer Outcomes in the Madoff Liquidation Proceeding.

    Securities Investor Protection Corporation Customer Outcomes in the Madoff Liquidation Proceeding.

    Published 2012
    Subjects: “…Securities Investor Protection Corporation.…”
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  7. 7
    Securities Regulation Factors That May Affect Trends in Regulation A Offerings.

    Securities Regulation Factors That May Affect Trends in Regulation A Offerings.

    Published 2012
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  8. 8
    Internal control improvements needed in SEC's accounting and operational procedures.

    Internal control improvements needed in SEC's accounting and operational procedures. by Franzel, Jeanette M.

    Published 2007
    Subjects: “…United States. Securities and Exchange Commission Accounting.…”
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  9. 9
    Maritime Security Responses to Questions for the Record.

    Maritime Security Responses to Questions for the Record.

    Published 2010
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  10. 10
    Securities Fraud Liability of Secondary Actors

    Securities Fraud Liability of Secondary Actors

    Published 2011
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  11. 11
    General Aviation Security Assessments at Selected Airports.

    General Aviation Security Assessments at Selected Airports.

    Published 2011
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  12. 12
    Federal Courthouses Improved Collaboration Needed To Meet Demands of a Complex Security Environment.

    Federal Courthouses Improved Collaboration Needed To Meet Demands of a Complex Security Environment.

    Published 2011
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  13. 13
    Securities and Exchange Commission opportunities exist to improve oversight of self-regulatory organizations : report to the Ranking Member, Committee on Finance, U.S. Senate.

    Securities and Exchange Commission opportunities exist to improve oversight of self-regulatory organizations : report to the Ranking Member, Committee on Finance, U.S. Senate.

    Published 2007
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  14. 14
    Department of State's Report to Congress and U.S. Oversight of Civilian Assistance to Pakistan Can Be Further Enhanced

    Department of State's Report to Congress and U.S. Oversight of Civilian Assistance to Pakistan Can Be Further Enhanced

    Published 2011
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  15. 15
    Federal Bureau of Investigation Actions Needed To Document Security Decisions and Address Issues with Condition of Headquarters Buildings.

    Federal Bureau of Investigation Actions Needed To Document Security Decisions and Address Issues with Condition of Headquarters Buildings.

    Published 2011
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  16. 16
    Regulation SHO recent actions appear to have initially reduced failures to deliver, but more industry guidance is needed : report to congressional requesters.

    Regulation SHO recent actions appear to have initially reduced failures to deliver, but more industry guidance is needed : report to congressional requesters.

    Published 2009
    Subjects: “…Short selling (Securities) Law and legislation United States.…”
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  17. 17
    Securities fraud liability of secondary actors

    Securities fraud liability of secondary actors by Sawtelle, Susan D.

    Published 2011
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  18. 18
    Hedge funds : regulators and market participants are taking steps to strengthen market discipline, but continued attention is needed : report to Congressional requesters /

    Hedge funds : regulators and market participants are taking steps to strengthen market discipline, but continued attention is needed : report to Congressional requesters /

    Published 2008
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  19. 19
    Securities and Exchange Commission Information on Fair Fund Collections and Distributions.

    Securities and Exchange Commission Information on Fair Fund Collections and Distributions.

    Published 2010
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  20. 20
    Supply Chain Security CBP Has Made Progress in Assisting the Trade Industry in Implementing the New Importer Security Filing Requirements, but Some Challenges Remain.

    Supply Chain Security CBP Has Made Progress in Assisting the Trade Industry in Implementing the New Importer Security Filing Requirements, but Some Challenges Remain.

    Published 2010
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