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  1. 1
    Brokers' loans. May 3 (calendar day, May 12), 1928. -- Ordered to be printed.

    Brokers' loans. May 3 (calendar day, May 12), 1928. -- Ordered to be printed.

    Published 1928
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  2. 2
    Amendments to the Investment Advisers Act of 1940. June 28, 1960. -- Ordered to be printed.

    Amendments to the Investment Advisers Act of 1940. June 28, 1960. -- Ordered to be printed.

    Published 1960
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  3. 3
    Extension of margin requirements to over-the-counter securities. June 18, 1968. -- Ordered to be printed.

    Extension of margin requirements to over-the-counter securities. June 18, 1968. -- Ordered to be printed.

    Published 1968
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  4. 4
    Securities Investor Protection Corporation. September 21, 1970. -- Ordered to be printed.

    Securities Investor Protection Corporation. September 21, 1970. -- Ordered to be printed.

    Published 1970
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  5. 5
    Regulation of over-the-counter markets : hearings before the Committee on Banking and Currency, United States Senate, Seventy-fifth Congress, third session, on S. 3255, a bill to provide for the establishment of a mechanism of regulation among over-the-counter brokers and dealers operating in interstate and foreign commerce or through the mails, comparable to that provided by national securities exchanges under the Securities exchange act of 1934, and for other purposes, February 1, 2, 8, and 9, 1938.

    Regulation of over-the-counter markets : hearings before the Committee on Banking and Currency, United States Senate, Seventy-fifth Congress, third session, on S. 3255, a bill to p...

    Published 1938
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  6. 6
    Regulation of over-the-counter markets. January 5 (calendar day, March 7), 1938. -- Ordered to be printed.

    Regulation of over-the-counter markets. January 5 (calendar day, March 7), 1938. -- Ordered to be printed.

    Published 1938
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  7. 7
    Investment company act of 1940 and investment advisers act of 1940. June 6 (legislative day, May 28), 1940. -- Ordered to be printed.

    Investment company act of 1940 and investment advisers act of 1940. June 6 (legislative day, May 28), 1940. -- Ordered to be printed.

    Published 1940
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  8. 8
    Federal securities exchange act of 1934. April 17 (calendar day, April 20), 1934. -- Ordered to be printed.

    Federal securities exchange act of 1934. April 17 (calendar day, April 20), 1934. -- Ordered to be printed.

    Published 1934
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  9. 9
    Amendments to the Securities Exchange Act of 1934. June 28, 1960. -- Ordered to be printed.

    Amendments to the Securities Exchange Act of 1934. June 28, 1960. -- Ordered to be printed.

    Published 1960
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  10. 10
    Broker's loans : hearings before the Committee on Banking and Currency, United States Senate, Seventieth Congress, first session, on S. Res. 113, a resolution favoring a restriction of loans by federal reserve banks for speculative purposes, February 9, 29, and March 7, 1928.

    Broker's loans : hearings before the Committee on Banking and Currency, United States Senate, Seventieth Congress, first session, on S. Res. 113, a resolution favoring a restrictio...

    Published 1928
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  11. 11
    Securities exchange acts amendments. Report from the Committee on Banking and Currency to accompany S. 2846, a bill to amend certain provisions of the Securities Act of 1933, as amended; the Securities Exchange Act of 1934, as amended; the Trust Indenture Act of 1939; and the Investment Company Act of 1940. February 26 (legislative day, February 25), 1954. -- Ordered to be printed.

    Securities exchange acts amendments. Report from the Committee on Banking and Currency to accompany S. 2846, a bill to amend certain provisions of the Securities Act of 1933, as am...

    Published 1954
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  12. 12
    Brokers' loans : hearings before the Committee on Banking and Currency, United States Senate, Seventieth Congress, first session, on S. Res. 113, a resolution favoring a restriction on loans by Federal Reserve banks for speculative purposes, February 9, 29, and March 7, 1928.

    Brokers' loans : hearings before the Committee on Banking and Currency, United States Senate, Seventieth Congress, first session, on S. Res. 113, a resolution favoring a restrictio...

    Published 1928
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  13. 13
    Stock exchange practices. Report of the Committee on Banking and Currency, pursuant to S.Res. 84 (72d Congress), a resolution to investigate practices of stock exchanges with respect to the buying and selling... of listed securities and S.Res. 56 and S.Res. 97 (73d Congress), resolutions to investigate the matter of banking operations and practices... June 6 (calendar day, June 16), 1934. -- Ordered to be printed.

    Stock exchange practices. Report of the Committee on Banking and Currency, pursuant to S.Res. 84 (72d Congress), a resolution to investigate practices of stock exchanges with respe...

    Published 1934
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  14. 14
    Investment Company Amendments Act of 1968. Report of the Committee on Banking and Currency, United States Senate to accompany S. 3724 together with minority and additional views. July 1, 1968. -- Ordered to be printed.

    Investment Company Amendments Act of 1968. Report of the Committee on Banking and Currency, United States Senate to accompany S. 3724 together with minority and additional views. J...

    Published 1968
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  15. 15
    Federal securities exchange act of 1934. April 17 (calendar day, April 20), 1934. -- Ordered to be printed

    Federal securities exchange act of 1934. April 17 (calendar day, April 20), 1934. -- Ordered to be printed

    Published 1934
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  16. 16
    Investment company amendments act of 1969. Report of the Committee on Banking and Currency, United States Senate, to accompany S. 2224. May 21, 1969. -- Ordered to be printed.

    Investment company amendments act of 1969. Report of the Committee on Banking and Currency, United States Senate, to accompany S. 2224. May 21, 1969. -- Ordered to be printed.

    Published 1969
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