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  1. 1
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2011
    Subjects: “…Financial planners Legal status, laws, etc. United States.…”
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  2. 2
    Regulation of financial planners /

    Regulation of financial planners / by Moriarty, John P.

    Published 1991
    Subjects: “…Financial planners Legal status, laws, etc. United States States.…”
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  3. 3
    Regulation of financial planners.

    Regulation of financial planners. by Lemke, Thomas P., Lins, Gerald T.

    Published 2022
    Subjects: “…Financial planners Legal status, laws, etc. United States States.…”
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  4. 4
    Regulation of financial planners

    Regulation of financial planners by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
    Subjects: “…Financial planners Legal status, laws, etc. United States.…”
    Law Students, Faculty, and Staff (via Westlaw)
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  5. 5
    Mutual funds sales practices a practical guide to FINRA, SEC, & other regulatory requirements.

    Mutual funds sales practices a practical guide to FINRA, SEC, & other regulatory requirements. by Lemke, Thomas P., Lins, Gerald T.

    Published 2010
    Subjects:
    Law Students, Faculty, and Staff (via Westlaw)
    Electronic Website
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