Regulation of investment advisers

Regulation of investment advisers [electronic resource]

Show other versions (281)

Covers the registration and regulation of investment advisers under the Investment Advisers Act of 1940 and related legislation, including compliance with Securities and Exchange Commission reporting requirements, Treasury Department regulations, and Labor Department regulations; state and federal i...

Full description

Saved in:
Bibliographic Details
Online Access: Full Text (via ProView)
Main Authors: Lemke, Thomas P. (Author), Lins, Gerald T. (Author)
Other title:ProView.
Format: Electronic Serial
Language:English
Published: [St. Paul, Minnesota] : Thomson Reuters, [2011]-
Series:Securities law handbook series.
Subjects:
Investment advisors > Legal status, laws, etc. > United States.
Securities > United States.
Search Result 1
Courtroom persuasion 3d winning with art, drama, and science /

Courtroom persuasion 3d winning with art, drama, and science / by Herman, Russ M.

Published 2020
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 2
Handbook of federal evidence

Handbook of federal evidence by Graham, Michael H.

Published 2020
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 4
Civil procedure forms and commentary

Civil procedure forms and commentary by Knapp, Debra

Published 2019
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 5
Equitable distribution of property

Equitable distribution of property by Turner, Brett R.

Published 2019
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 6
Colorado appellate law and practice

Colorado appellate law and practice by Gill, Anne Whalen, 1948-

Published 2018
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 7
Government contract disputes

Government contract disputes by Kienlen, Ronald A.

Published 2018
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 8
Employment law and practice

Employment law and practice by Corrada, Theresa L., Corrada, Roberto L., 1960-

Published 2017
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 9
McCarthy on trademarks and unfair competition

McCarthy on trademarks and unfair competition by McCarthy, J. Thomas, 1937-

Published 2017
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 10
Rights of prisoners

Rights of prisoners by Mushlin, Michael B., 1944-

Published 2017
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 11
Environmental law

Environmental law by Rodgers, William H., Jr., 1939-, Burleson, Elizabeth (LL. M.)

Published 2016
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 12
The False Claims Act fraud against the government /

The False Claims Act fraud against the government / by Sylvia, Claire M.

Published 2016
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 13
Handbook of federal evidence

Handbook of federal evidence by Graham, Michael H.

Published 2016
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 14
Irrevocable trusts

Irrevocable trusts by Kove, Myron, Kosakow, James M., 1954-, Beyer, Gerry W.

Published 2016
Full Text (via ProView)
Electronic Serial
Save to List
Saved in:
Search Result 15
Antitrust adviser

Antitrust adviser

Published 2015
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Search Result 17
Federal appeals jurisdiction and practice.

Federal appeals jurisdiction and practice. by Magnuson, Eric J., Herr, David F.

Published 2015
Full Text (via ProView)
Electronic Serial
Save to List
Saved in:
Search Result 19
Legal rights of children

Legal rights of children by Young, Thomas R. (Thomas Rob)

Published 2015
Full Text (via ProView)
Electronic Serial
Save to List
Saved in:
Search Result 20
Creditors' remedies-debtors' relief

Creditors' remedies-debtors' relief by Westfall, Deanna Lee, Beall-Eder, Britney

Published 2014
Full Text (via ProView)
Electronic Website
Save to List
Saved in:
Show all versions (282)

Similar Items